Key Summary Points
Autologous stem cell transplantation remains an integral part of myeloma therapy, most commonly used as part of initial treatment in patients eligible to undergo this procedure. Multiple phase III trials have shown a benefit for post-transplant maintenance therapy with different agents. Lenalidomide is considered the standard post-transplant maintenance based on a meta-analysis of different phase III trials demonstrating an improvement in progression-free and overall survival. In patients with high-risk multiple myeloma, maintenance therapy with a combination of a proteasome inhibitor and immunomodulatory drug appears to be the best choice based on available data. The ideal duration of maintenance therapy remains unknown, and the current recommendation is to continue maintenance until disease progression, particularly in patients with high-risk disease.
| Autologous stem cell transplantation remains an integral part of myeloma therapy, most commonly used as part of initial treatment in patients eligible to undergo this procedure. |
| Multiple phase III trials have shown a benefit for post-transplant maintenance therapy with different agents. Lenalidomide is considered the standard post-transplant maintenance based on a meta-analysis of different phase III trials demonstrating an improvement in progression-free and overall survival. |
| In patients with high-risk multiple myeloma, maintenance therapy with a combination of a proteasome inhibitor and immunomodulatory drug appears to be the best choice based on available data. |
| The ideal duration of maintenance therapy remains unknown, and the current recommendation is to continue maintenance until disease progression, particularly in patients with high-risk disease. |
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Introduction
Multiple myeloma (MM) is a disorder of plasma cells, and accounts for 17% of all hematologic malignancies, with an estimated incidence of 32,110 new cases in the United States in 2019. The disease has a high mortality rate; an estimated 12,960 deaths in 2019 were attributed to MM [ 1 ]. It is most common in adults aged 65 to 74 years, with a median age at diagnosis of 69 years [ 2 ]. The incidence varies based on ethnicity; prevalence is higher among African Americans, with a younger age of onset and comparable survival with appropriate access to treatment [ 3 , 4 ]. MM typically presents with end-organ damage attributable to marrow plasma cell infiltration and monoclonal protein or cytokines secreted by the myeloma cells and may include anemia, hypercalcemia, bone destruction and renal insufficiency. Easy fatigability and weight loss are also common features accompanying the disease. Less common signs include hepatosplenomegaly, fever, peripheral neuropathy, radiculopathy and encephalopathy [ 5 ]. Very rarely, patients present with medical emergencies such as spinal cord compression [ 6 ].
Patients with symptomatic myeloma are treated with combinations of active agents, typically one that contains a proteasome inhibitor and an immunomodulatory imide drug (IMiD), following which eligible patients often proceed to high-dose chemotherapy in combination with autologous stem cell transplantation (ASCT). The latter has been shown to improve overall survival (OS) and increase the depth of response and durability of response [ 7 , 8 ]. Primary therapy involves two- or three-drug regimens based on the patient’s age, performance status, tolerability and eligibility for transplant. As disease relapse invariably occurs post-ASCT, different therapies have been employed post-transplant to improve progression-free survival (PFS) and OS. Post-ASCT therapies can be broadly classified as consolidation or maintenance therapy, though the distinction can sometimes be rather blurred. According to the International Myeloma Working Group (IMWG) 2012 consensus, the purpose of consolidation therapy is to further reduce the treatment burden after ASCT, thereby enhancing treatment response. Maintenance therapy is employed for a longer time to ensure continued disease suppression [ 9 ]. Different phase III trials have examined the relative role of these two approaches post-ASCT. With the development of two-drug maintenance regimens, the distinction between consolidation and maintenance is becoming increasingly blurred. Lenalidomide [ 10 – 13 ] and bortezomib [ 14 , 15 ] are commonly used maintenance therapies in patients post-transplant. Ongoing trials are examining the role of other agents in prolonging the response post-ASCT. There is a great need for alternative drugs as maintenance therapy, considering the significant side effects associated with the above treatments, such as neutropenia and increased risk of secondary malignancies, especially with the use of lenalidomide post-ASCT [ 16 ].
The objective of this review is to analyze the available literature on post-transplant maintenance therapies for myeloma patients and consolidate evidence to facilitate management. We aim to gather evidence on different maintenance options in terms of efficacy in disease prevention and safety profiles.
Methods
An electronic search of the PubMed, Cochrane Library and Evidence-Based Medicine Reviews (EBMR) databases was conducted to include studies published between 2000 and 2019. The following article types were included: phase II, III and IV clinical trials, randomized control trials (RCTs), retrospective/prospective studies, conference abstracts and meta-analyses. All the studies were screened for relevance. The above databases were chosen for their large collection of peer-reviewed articles. Ongoing clinical trials evaluating different maintenance combinations were also reviewed and included in the study.
Our initial search of the database for English-language studies performed in adult humans with MM and employing maintenance therapy resulted in 110 reports. After an initial review, 55 abstracts/manuscripts were included for further analysis (Fig. 1 ). This article is based on previously conducted studies and does not contain any new studies with human participants or animals performed by any of the authors. Fig. 1 Database search and results review

Results
Chemotherapy Drugs
Studies in the late 1970s employing chemotherapeutic agents as maintenance therapy did not lead to prolongation of survival [ 17 ]. In 1988, a randomized trial compared maintenance melphalan and prednisone to no maintenance therapy in patients with MM who responded to primary therapy. Though there was earlier relapse in the no maintenance group, the patients still had a response when melphalan/prednisone was restarted, thus not impacting OS [ 18 ]. Based on these results, along with the increased risk of toxicity with melphalan, trials employing maintenance melphalan-based regimens did not translate to clinical use.
Interferon Alfa
In 1990, Mandelli et al. published their findings on the use of interferon alfa-2b as a maintenance regimen in patients who had significant response to induction therapy. It was concluded that maintenance interferon alfa-2b enhanced the response and improved OS [ 19 ]. Palumbo et al. investigated “intensified maintenance therapy,” adding glucocorticoids to interferon, which was associated with further prolonged duration of disease control [ 20 ]. Other prospective studies also suggested prolonged PFS with maintenance interferon [ 21 ], but the side effects, especially cytopenias, were significant. A small prospective study combined interferon alfa with granulocyte-macrophage colony-stimulating factor (GM-CSF) post-ASCT to combat cytopenia and found better tolerability [ 22 ]. However, two subsequent landmark meta-analyses concluded that the small survival benefit with interferon came with a huge toxicity profile, which significantly affected quality of life [ 23 , 24 ]. Hence, the use of maintenance interferon was not recommended.
Thalidomide
Studies published in the late 2000s predominantly used thalidomide as a maintenance option. Two large RCTs were published in 2006 using thalidomide maintenance after induction therapy and ASCT. Both revealed improved event-free survival and better OS with maintenance thalidomide [ 25 – 27 ]. The HOVON-50 randomized phase III trial was a comparative study employing maintenance thalidomide or interferon-alfa following induction therapy. Patients received thalidomide, doxorubicin and dexamethasone or vincristine, doxorubicin and dexamethasone induction, followed by high-dose melphalan conditioning and stem cell transplant prior to receiving maintenance therapy. Thalidomide significantly prolonged PFS and improved OS compared with interferon [ 28 ]. The findings were reproduced in another trial, which confirmed improved PFS with thalidomide maintenance compared to interferon, but the OS rates were similar [ 29 ]. A few other clinical trials and meta-analyses confirmed improved PFS with thalidomide maintenance compared to no maintenance, but OS rates were not significantly different [ 17 , 30 – 37 ] (Table 1 ). All the trials also demonstrated significant toxicity associated with thalidomide use, especially peripheral neuropathy [ 25 , 27 – 37 ]. Long-term follow-up results of HOVON-50 reproduced earlier findings of prolonged event-free survival with thalidomide maintenance compared to the control group but with significant toxicity. The authors concluded that thalidomide might still be an option as post-ASCT maintenance in developing countries where access to IMiDs and proteasome inhibitors is limited [ 37 ]. Table 1 Major studies utilizing thalidomide as maintenance therapy Author [Refs.] Median age, years No of patients Induction therapy Maintenance Type of study Follow-up duration (median) PFS/event-free survival OS/median survival Toxicity reported Attal et al. [ 25 ] 59, 597 High-dose therapy(vincristine, doxorubicin, dexamethasone) 1—No maintenance 2—Pamidronate 3—Pamidronate + thalidomide RCT 39-40 months 1–36% 2–37% 3–52% ( P < 0.009) 1–1–77% 2–74% 3–3–87% ( P < 0.04) NA Barlogi et al. [ 26 , 27 ] 57, 668 Melphalan-based chemotherapy 1—Thalidomide 2—No maintenance RCT 42 months 1–56% 2–44% ( P = 0.01) 1–1.1 years 2–2.7 years ( P = 0.90) Severe peripheral neuropathy, DVT Lokhorst et al. [ 28 ] 56, 536 1—VAD 2—Thalidomide, doxorubicin, dexamethasone 1—Alpha IFN 2—Thalidomide RCT 52 months 1–25 months 2–34 months ( P < 0.001) 1–60 months 2–73 m ( P = 0.77) Peripheral neuropathy, DVT Ludwig et al. [ 29 ] 71, 128 1—TD 2—MP 1—Thalidomide + IFN 2—IFN RCT 35 months 1–27.7 months 2–13.2 months ( P = 0.0068) 1–52.6 months 2–51.4 months ( P = 0.81) Neuropathy, constipation, skin toxicity, elevated creatinine Morgan et al. (Myeloma IX results and meta-analysis) [ 34 ] 59/73, 820 Intensive group—CTD/CVAD, followed by HDM Non-intensive group—MP/attenuated CTD 1—Thalidomide 2—No maintenance RCT 32 months Intensive group: 1–30 months 2–23 months ( P = 0.003) Non-intensive group: 1–11 months 2–9 months P = 0.014 Intensive group: OS not reached, 3-year survival: 1–75% 2–80% ( P = 0.26) Non-intensive group, median OS: 1–38 months 2–39 months P = 0.995 Paresthesia, drowsiness, constipation, eczema/rash, hematologic events, infection, thrombosis, tremor Spencer et al. [ 35 ] 57, 243 VAD or similar regimen 1—Thalidomide + prednisone 2—Prednisolone RCT 36 months 1–42% 2–23% ( P < 0.001) TTP, 931 days vs. 560 days 1–86% 2–75% ( P = 0.004) Neurotoxicity Stewart et al (Myeloma.10-MY.10 trial) [ 36 ] 58, 332 Any induction, excluding thalidomide and lenalidomide 1—Thalidomide + prednisolone 2—Observation RCT 48 months 1–32% 2–14% ( P < 0.0001) 1–68% 2–60% ( P = 0.18) DVT, second malignancy VAD vincristine, doxorubicin and dexamethasone, TD thalidomide and dexamethasone, MP melphalan and prednisolone, CTD cyclophosphamide, thalidomide and dexamethasone, CVAD cyclophosphamide, vincristine, doxorubicin and dexamethasone, HDM high-dose melphalan, RCT randomized controlled trial, PFS progression-free survival, OS overall survival, DVT deep vein thrombosis
Table 1
Major studies utilizing thalidomide as maintenance therapy
VAD vincristine, doxorubicin and dexamethasone, TD thalidomide and dexamethasone, MP melphalan and prednisolone, CTD cyclophosphamide, thalidomide and dexamethasone, CVAD cyclophosphamide, vincristine, doxorubicin and dexamethasone, HDM high-dose melphalan, RCT randomized controlled trial, PFS progression-free survival, OS overall survival, DVT deep vein thrombosis
| Author [Refs.] | Median age, years No of patients | Induction therapy | Maintenance | Type of study | Follow-up duration (median) | PFS/event-free survival | OS/median survival | Toxicity reported |
| Attal et al. [ 25 ] | 59, 597 | High-dose therapy(vincristine, doxorubicin, dexamethasone) | 1—No maintenance 2—Pamidronate 3—Pamidronate + thalidomide | RCT | 39-40 months | 1–36% 2–37% 3–52% ( P < 0.009) | 1–1–77% 2–74% 3–3–87% ( P < 0.04) | NA |
| Barlogi et al. [ 26 , 27 ] | 57, 668 | Melphalan-based chemotherapy | 1—Thalidomide 2—No maintenance | RCT | 42 months | 1–56% 2–44% ( P = 0.01) | 1–1.1 years 2–2.7 years ( P = 0.90) | Severe peripheral neuropathy, DVT |
| Lokhorst et al. [ 28 ] | 56, 536 | 1—VAD 2—Thalidomide, doxorubicin, dexamethasone | 1—Alpha IFN 2—Thalidomide | RCT | 52 months | 1–25 months 2–34 months ( P < 0.001) | 1–60 months 2–73 m ( P = 0.77) | Peripheral neuropathy, DVT |
| Ludwig et al. [ 29 ] | 71, 128 | 1—TD 2—MP | 1—Thalidomide + IFN 2—IFN | RCT | 35 months | 1–27.7 months 2–13.2 months ( P = 0.0068) | 1–52.6 months 2–51.4 months ( P = 0.81) | Neuropathy, constipation, skin toxicity, elevated creatinine |
| Morgan et al. (Myeloma IX results and meta-analysis) [ 34 ] | 59/73, 820 | Intensive group—CTD/CVAD, followed by HDM Non-intensive group—MP/attenuated CTD | 1—Thalidomide 2—No maintenance | RCT | 32 months | Intensive group: 1–30 months 2–23 months ( P = 0.003) Non-intensive group: 1–11 months 2–9 months P = 0.014 | Intensive group: OS not reached, 3-year survival: 1–75% 2–80% ( P = 0.26) Non-intensive group, median OS: 1–38 months 2–39 months P = 0.995 | Paresthesia, drowsiness, constipation, eczema/rash, hematologic events, infection, thrombosis, tremor |
| Spencer et al. [ 35 ] | 57, 243 | VAD or similar regimen | 1—Thalidomide + prednisone 2—Prednisolone | RCT | 36 months | 1–42% 2–23% ( P < 0.001) TTP, 931 days vs. 560 days | 1–86% 2–75% ( P = 0.004) | Neurotoxicity |
| Stewart et al (Myeloma.10-MY.10 trial) [ 36 ] | 58, 332 | Any induction, excluding thalidomide and lenalidomide | 1—Thalidomide + prednisolone 2—Observation | RCT | 48 months | 1–32% 2–14% ( P < 0.0001) | 1–68% 2–60% ( P = 0.18) | DVT, second malignancy |
Lenalidomide
The next agent to be evaluated as maintenance therapy was the immunomodulatory drug lenalidomide. A phase III placebo-controlled trial performed by Attal et al. randomized 614 patients under the age of 65 to receive lenalidomide or placebo after first bone marrow transplant. The study was conducted in 77 centers across Europe, with recruitment between 2006 and 2008. The study revealed significantly longer PFS in patients who were in the treatment arm, but there was also higher incidence of second primary cancers. At the 4-year follow-up, there was no difference in OS between the two groups [ 10 ]. Another randomized clinical trial, conducted by Palumbo et al., included 251 patients younger than age 65 who were randomized to lenalidomide maintenance versus no maintenance therapy. Lenalidomide maintenance was shown to improve PFS [ 13 ]. The Cancer and Leukemia Group B (CALGB) evaluated time to progression (TTP) with lenalidomide maintenance compared to placebo and found a statistically significant difference between the two groups, with patients on lenalidomide having delayed time to progression and improved OS [ 7 ]. This double-blinded RCT included patients with symptomatic disease who received induction therapy followed by ASCT, and had stable or improved disease at day 100. Patients were then randomly assigned to lenalidomide maintenance (10 mg first 3 months, then 15 mg) or placebo treatment arms. After the initial 18-month follow-up, 67% (128 of 460) of those without progressive disease crossed over to the lenalidomide arm because of significantly improved time to progression. Long-term follow-up subsequently confirmed the prolonged time to progression with lenalidomide maintenance [ 11 ]. A meta-analysis of these three trials confirmed the improvement in PFS and OS with the use of lenalidomide post-ASCT.
The major RCTs showing positive response with lenalidomide maintenance led to Food and Drug Administration (FDA) approval of the drug in February 2017 as maintenance therapy for MM patients after ASCT[ 38 ]
(Table 2 ). A health care cost analysis was performed post-approval and did not find a major impact on total plan costs, but this may have been due to the widespread use of maintenance lenalidomide even prior to approval [ 39 ]. Hematological adverse events such as cytopenias were common side effects with lenalidomide maintenance [ 7 , 10 , 11 , 13 ]. Table 2 Major studies utilizing lenalidomide as maintenance therapy Author [Refs.] Median age (years) No. of patients Induction therapy Maintenance Type of study Follow-up duration (median) PFS/TTP OS Toxicity reported McCarthy et al. [ 7 ] 59, N = 460 Any 1—Lenalidomide 2—Placebo RCT 34 months Time to progression: 1–46 months 2–27 months ( P < 0.001) 1–88% 2–80% Hematologic events, second primary cancers Attal et al. [ 10 ] 55, N = 614 VAD or VD or Other 1—Lenalidomide 2—placebo RCT 30 months 1–41 months 2–23 months ( P < 0.001) 1–80% 2–84% ( P = 0.29) Peripheral neuropathy, second primary cancers Palumbo et al. [ 13 ] 71, N = 459 Lenalidomide, dexamethasone with MPR or melphalan consolidation 1—Lenalidomide 2—Placebo RCT 30 months 1–42 months 2–22 months ( P < 0.001) 1–88% 2–79% Hematologic abnormality, infection, dermatologic events, second primary cancer MPR melphalan, prednisone and lenalidomide, VAD vincristine, doxorubicin and dexamethasone, VD bortezomib and dexamethasone, RCT randomized controlled trial, PFS progression-free survival, TTP time to progression, OS overall survival
Table 2
Major studies utilizing lenalidomide as maintenance therapy
MPR melphalan, prednisone and lenalidomide, VAD vincristine, doxorubicin and dexamethasone, VD bortezomib and dexamethasone, RCT randomized controlled trial, PFS progression-free survival, TTP time to progression, OS overall survival
| Author [Refs.] | Median age (years) No. of patients | Induction therapy | Maintenance | Type of study | Follow-up duration (median) | PFS/TTP | OS | Toxicity reported |
| McCarthy et al. [ 7 ] | 59, N = 460 | Any | 1—Lenalidomide 2—Placebo | RCT | 34 months | Time to progression: 1–46 months 2–27 months ( P < 0.001) | 1–88% 2–80% | Hematologic events, second primary cancers |
| Attal et al. [ 10 ] | 55, N = 614 | VAD or VD or Other | 1—Lenalidomide 2—placebo | RCT | 30 months | 1–41 months 2–23 months ( P < 0.001) | 1–80% 2–84% ( P = 0.29) | Peripheral neuropathy, second primary cancers |
| Palumbo et al. [ 13 ] | 71, N = 459 | Lenalidomide, dexamethasone with MPR or melphalan consolidation | 1—Lenalidomide 2—Placebo | RCT | 30 months | 1–42 months 2–22 months ( P < 0.001) | 1–88% 2–79% | Hematologic abnormality, infection, dermatologic events, second primary cancer |
The BMT CTN 0702 trial compared patients who received single ASCT to double ASCT (tandem transplant), lenalidomide, bortezomib and dexamethasone consolidation (VRD) or no further intervention before all three groups were started on maintenance lenalidomide. The trial found no difference in PFS or OS between treatment arms. Based on these results, single ASCT with lenalidomide maintenance is suggested as the standard of care for patients receiving VRD induction therapy [ 40 ]. The Myeloma XI trial enrolled patients who were 18 years or older and had received any induction, followed by ASCT or other treatment, who were randomized to receive lenalidomide (10 mg days 1–21 of a 28-day cycle) or observation. Patients on lenalidomide maintenance demonstrated a statistically significant improvement in PFS. Subgroup analysis was performed in patients who received transplantation, which showed PFS of 57 months compared to 30 months in the observation group (HR 0.48 [95% CI 0.40–0.58]; P < 0.0001), but the OS benefit was not statistically significant [ 41 ].
The impact of lenalidomide maintenance after ASCT in improving PFS was also observed in the Connect MM study, an observational study analyzing data from Connect MM Registry, which is the largest US-based database for newly diagnosed myeloma patients. The median OS was improved in the maintenance group but the 3-year mark was not reached [ 42 ].
A small prospective study performed by Solovev et al. aimed to evaluate the efficacy of maintenance lenalidomide in patients who achieved complete or stringent complete response following ASCT. Seventy patients with MM underwent ASCT/tandem ASCT after induction with bortezomib and immunomodulatory drugs. Bone marrow exam with flow cytometry was performed on day 100 to assess minimal residual disease (MRD) status. Patients were then randomized to receive maintenance lenalidomide (15 mg/day on days 1–21 of a 28-day course). Two-year PFS was prolonged in patients with MRD-positive status with maintenance therapy, but the difference was not observed in MRD-negative patients. This small prospective study suggests a possible relationship between MRD status and selection of candidates for maintenance therapy [ 43 ].
A retrospective chart review of 245 patients with MM treated at the Princess Margaret Cancer Centre confirmed prolonged PFS in patients who were on maintenance therapy after ASCT [ 44 ]. Another retrospective study evaluated the optimal duration of lenalidomide maintenance and revealed prolonged PFS with longer maintenance duration up to 3 years or more. The incidence of second primary malignancies was also low at 3%. That study concluded that longer duration of maintenance lenalidomide was associated with longer survival [ 45 ].
The Japan Study Group for Cell Therapy and Transplantation JSCT-MM12 trial included 64 patients with symptomatic myeloma. Patients received bortezomib, cyclophosphamide and dexamethasone induction, followed by bortezomib-melphalan conditioning and ASCT; they then received two cycles of bortezomib, thalidomide and dexamethasone consolidation, followed by lenalidomide maintenance for 1 year. Overall tolerability and response were very good [ 46 ]. Lenalidomide is now an established option for maintenance therapy post-ASCT.
Bortezomib
Bortezomib, a proteasome inhibitor, has also been used as maintenance therapy post-ASCT. The HOVON-65/GMMG-HD4 trial using bortezomib before and after SCT as maintenance therapy showed significantly prolonged PFS and OS with bortezomib use. Patients in the HOVON trial were randomly assigned to VAD (vincristine, doxorubicin, dexamethasone) as induction therapy, followed by ASCT and thalidomide maintenance or PAD (bortezomib, doxorubicin, dexamethasone) induction, followed by ASCT and bortezomib maintenance. Prolonged PFS and OS was observed in patients receiving bortezomib; the benefit was also established in patients with high-risk disease (those with chromosome 17p13 deletion and those with kidney disease with creatinine over 2 mg/dl) [ 15 ]. The long-term results of the trial (at 96 months) also confirmed prolonged PFS in the bortezomib or PAD arm, but OS and incidence of secondary malignancies were similar between the groups (PAD vs. VAD) [ 47 ].
GEM05MENOS65 was a phase III trial performed in myeloma patients to evaluate efficacy of different maintenance therapy. A total of 390 patients received different induction therapy followed by ASCT, and then 271 were randomly assigned to thalidomide-bortezomib or thalidomide or alfa2 interferon maintenance for 3 years. Complete response improved by 21% with the combination therapy, compared to 11% with thalidomide and 17% with interferon alone. The study concluded that the combination was associated with longer PFS, but the OS did not differ between the treatment arms [ 48 ].
Hence, bortezomib is a potential alternative maintenance therapy option post-ASCT to prolong PFS, especially in high-risk patients. Table 3 summarizes the major studies using bortezomib as maintenance therapy. Table 3 Major studies utilizing bortezomib as maintenance therapy Author [Refs.] Median age (years) No. of patients Induction therapy Maintenance Type of study Follow-up duration (median) PFS OS Toxicity reported Sonneveld et al. (HOVON-65/GMMG-HD4-initial report) [ 15 ] 57, N = 827 1-VAD 1—Thalidomide RCT 41 months 1–28 months 1–55% Peripheral neuropathy, higher with PAD and thalidomide maintenance 2-PAD* 2—Bortezomib 2–35 months 2–61% Followed by single or double ASCT or ASCT/allogeneic SCT ( P = 0.002) ( P = 0.11) Goldschmidt et al. (HOVON-65/GMMG-HD4) [ 47 ] 57, N = 827 1-VAD 1—Thalidomide RCT 96 months 1–28 months 1–82 months 2-PAD* 2—Bortezomib 2–34 m 2–91 months Followed by single or double ASCT or ASCT/allogeneic SCT ( P = 0.003) ( P = 0.24) Rosinol et al. (PETHEMA/GEM)( 48 ) 59, N = 390 VBMCP/VBAD/B** 1—Thalidomide, bortezomib RCT 59 months 1–50.6 months 1–78% Peripheral neuropathy, hematologic toxicity 2—Thalidomide 2–40.3 months 2–72% 3—Alfa2 interferon 3–32.5 months 3–70% ( P = 0.03) ( P = 0.3) * PAD bortezomib, doxorubicin, dexamethasone, **VBMCP/VBAD/B thalidomide/dexamethasone, bortezomib/thalidomide/dexamethasone and vincristine, BCNU melphalan, cyclophosphamide, prednisone/vincristine, BCNU doxorubicin, dexamethasone bortezomib, RCT randomized controlled trial, PFS progression-free survival, OS overall survival
Table 3
Major studies utilizing bortezomib as maintenance therapy
* PAD bortezomib, doxorubicin, dexamethasone, **VBMCP/VBAD/B thalidomide/dexamethasone, bortezomib/thalidomide/dexamethasone and vincristine, BCNU melphalan, cyclophosphamide, prednisone/vincristine, BCNU doxorubicin, dexamethasone bortezomib, RCT randomized controlled trial, PFS progression-free survival, OS overall survival
| Author [Refs.] | Median age (years) No. of patients | Induction therapy | Maintenance | Type of study | Follow-up duration (median) | PFS | OS | Toxicity reported |
| Sonneveld et al. (HOVON-65/GMMG-HD4-initial report) [ 15 ] | 57, N = 827 | 1-VAD | 1—Thalidomide | RCT | 41 months | 1–28 months | 1–55% | Peripheral neuropathy, higher with PAD and thalidomide maintenance |
| 2-PAD* | 2—Bortezomib | 2–35 months | 2–61% | |||||
| Followed by single or double ASCT or ASCT/allogeneic SCT | ( P = 0.002) | ( P = 0.11) | ||||||
| Goldschmidt et al. (HOVON-65/GMMG-HD4) [ 47 ] | 57, N = 827 | 1-VAD | 1—Thalidomide | RCT | 96 months | 1–28 months | 1–82 months | |
| 2-PAD* | 2—Bortezomib | 2–34 m | 2–91 months | |||||
| Followed by single or double ASCT or ASCT/allogeneic SCT | ( P = 0.003) | ( P = 0.24) | ||||||
| Rosinol et al. (PETHEMA/GEM)( 48 ) | 59, N = 390 | VBMCP/VBAD/B** | 1—Thalidomide, bortezomib | RCT | 59 months | 1–50.6 months | 1–78% | Peripheral neuropathy, hematologic toxicity |
| 2—Thalidomide | 2–40.3 months | 2–72% | ||||||
| 3—Alfa2 interferon | 3–32.5 months | 3–70% | ||||||
| ( P = 0.03) | ( P = 0.3) |
Ixazomib
Ixazomib, another proteasome inhibitor, has also been utilized as maintenance therapy in high-risk myeloma patients with bortezomib resistance. The drug is preferred for its ease of administration, as it can be given orally and once a week. Phase I trials suggested a clinically meaningful response in relapsed/refractory myeloma patients, without intolerable toxicity [ 49 ]. The TOURMALINE-MM3 phase III trial compared ixazomib maintenance versus placebo maintenance after ASCT in patients with newly diagnosed myeloma. Induction therapy included an immunomodulator or proteasome-based regimen. Patients had to have achieved at least a partial response to induction to be eligible for participation in this trial. Overall, 656 patients were randomized; the median age was 57, with a median follow-up of 31 months. Landmark analysis was performed from ASCT and revealed significantly prolonged PFS in the ixazomib arm, 30.7 months versus 24.9 in the placebo arm. Ixazomib was well tolerated with few grade 3 adverse events (infections, neutropenia, thrombocytopenia, peripheral neuropathy). Rates of secondary malignancies were similar across treatment arms. Considering the good tolerability, ease of administration, lower rates of second malignancies, and enhanced response with significantly improved PFS, the authors concluded that ixazomib is a valuable post-ASCT maintenance option [ 50 ]. Further trials are ongoing to confirm the role of ixazomib as post-ASCT maintenance in high-risk myeloma patients (Table 4 ). Table 4 Actively recruiting trials for post-ASCT maintenance in myeloma Clinical trial identifier Phase No. Target group Induction therapy Maintenance Objective NCT02334865 Phase I 18 Newly diagnosed myeloma patients on lenalidomide maintenance Any induction Lenalidomide maintenance with SVN53-67/M57-KLH vaccine in incomplete Freund's adjuvant To determine toxicity of combination and therapeutic efficacy NCT01864018 Phase I/II 51 Newly diagnosed untreated symptomatic myeloma Ixazomib citrate, cyclophosphamide, dexamethasone Ixazomib citrate Maximum tolerated dose of ixazomib, rate of CR/VGPR, AE, PFS, survival time NCT02891811 Phase II 146 Newly diagnosed myeloma Carfilzomib, thalidomide, dexamethasone vs. carfilzomib, lenalidomide, dexamethasone Carfilzomib Response, feasibility, safety NCT03733691 Phase II 52 Newly diagnosed myeloma Any (bortezomib/lenalidomide-based) Ixazomib vs. ixazomib/lenalidomide PFS, OS, AE, enhanced response NCT03669445 Phase II 45 Newly diagnosed SR myeloma Lenalidomide, ixazomib, daratumumab, dexamethasone Lenalidomide, ixazomib, daratumumab, dexamethasone MRD negativity, PFS, OS, AE, RR NCT03896737 Phase II 400 Newly diagnosed myeloma Daratumumab, bortezomib, cyclophosphamide, dexamethasone vs. bortezomib, thalidomide, dexamethasone Ixazomib vs. ixazomib, daratumumab PFS, MRD negativity, ORR, OS NCT03104842 Phase II 153 Newly diagnosed myeloma Isatuximab, carfilzomib, lenalidomide, dexamethasone Isatuximab, carfilzomib, lenalidomide, dexamethasone MRD negativity NCT03477539 Phase II 50 Transplant-eligible myeloma Daratumumab Daratumumab, lenalidomide MRD negativity, PFS, ORR, AE, survival time NCT03942224 Phase II 76 Newly diagnosed myeloma Daratumumab, ixazomib, dexamethasone Daratumumab, ixazomib, dexamethasone VGPR rate, best response, objective response rate, MRD, PFS, time to response, DoR NCT03490344 Phase II 25 MRD-positive myeloma patients after induction with/without high-dose therapy/ASCT Any Daratumumab to lenalidomide maintenance MRD negativity at end of 6 months of daratumumab therapy NCT03188172 Phase II 95 HR myeloma Cyclophosphamide, bortezomib, lenalidomide, daratumumab Lenalidomide, daratumumab PFS, AE, OS, maximum response, ORR, QoL NCT03411031 Phase II 60 Relapse/progressive disease on maintenance lenalidomide Any Addition of elotuzumab to lenalidomide maintenance PFS, ORR, MRD status NCT03756896 Phase II 34 HR myeloma Any Carfilzomib, pomalidomide, dexamethasone CR, PFS, ORR, OS, MRD status, DoR, objective response rate NCT03622775 Phase II 56 Relapsed myeloma after salvage ASCT Any Daratumumab Complete remission rate, PFS NCT03376672 Phase II 120 Newly diagnosed myeloma Ixazomib, lenalidomide dexamethasone Ixazomib, lenalidomide vs. lenalidomide FC assessment, FC negativity NCT03346135 Phase II 40 Myeloma Any Daratumumab PFS, MRD status, AE, ORR, response duration, depth of response, OS NCT03606577 Phase II 50 Newly diagnosed HR myeloma Carfilzomib, lenalidomide, dexamethasone, daratumumab Lenalidomide, daratumumab MRD, number of response, patients requiring second ASCT, AE, TTP NCT02389517 Phase II 86 Residual disease after transplant Any Lenalidomide, ixazomib citrate, dexamethasone vs. lenalidomide MRD, ORR, DoR, PFS, OS, AE NCT02659293 Phase III 180 Myeloma Any Lenalidomide carfilzomib, dexamethasone vs, lenalidomide PFS, MRD, RR, AE NCT03901963 Phase III 214 Newly diagnosed MM who are MRD-positive after ASCT Any induction Daratumumab with lenalidomide vs. lenalidomide Percentage of MRD-negative, PFS NCT03617731 Phase III 662 Newly diagnosed myeloma Isatuximab to lenalidomide/bortezomib/dexamethasone induction Lenalidomide MRD negativity, PFS, OS, CR NCT03562169 Phase III 406 Relapsed myeloma Ixazomib thalidomide dexamethasone Ixazomib-based or no maintenance ORR, PFS, OS NCT04071457 Phase III 1100 Newly diagnosed myeloma Any Lenalidomide with daratumumab/rHUPh20 vs. lenalidomide OS, PFS, response, MRD negativity NCT03948035 Phase III 576 Newly diagnosed myeloma Elotuzumab, carfilzomib, lenalidomide, dexamethasone vs. carfilzomib, lenalidomide dexamethasone Elotuzumab lenalidomide vs. lenalidomide Induction phase/maintenance phase, long-term efficacy NCT03792620 Phase III 20 Stage I multiple myeloma Cyclophosphamide, thalidomide, dexamethasone, daratumumab Daratumumab RR, AE, ORR, TTP, PFS NCT04221178 NA 50 MRD-negative myeloma Any Any PFS after cessation of maintenance ASCT autologous stem cell transplantation, SR standard risk, MRD minimal residual disease, HR high risk, CR complete response, VGPR very good partial response, DoR duration of response, PFS progression-free survival, OS overall survival, AE adverse events, RR response rate, ORR overall response rate, TTP time to progression, FC flow cytometry, QoL quality of life
Table 4
Actively recruiting trials for post-ASCT maintenance in myeloma
ASCT autologous stem cell transplantation, SR standard risk, MRD minimal residual disease, HR high risk, CR complete response, VGPR very good partial response, DoR duration of response, PFS progression-free survival, OS overall survival, AE adverse events, RR response rate, ORR overall response rate, TTP time to progression, FC flow cytometry, QoL quality of life
| Clinical trial identifier | Phase | No. | Target group | Induction therapy | Maintenance | Objective |
| NCT02334865 | Phase I | 18 | Newly diagnosed myeloma patients on lenalidomide maintenance | Any induction | Lenalidomide maintenance with SVN53-67/M57-KLH vaccine in incomplete Freund's adjuvant | To determine toxicity of combination and therapeutic efficacy |
| NCT01864018 | Phase I/II | 51 | Newly diagnosed untreated symptomatic myeloma | Ixazomib citrate, cyclophosphamide, dexamethasone | Ixazomib citrate | Maximum tolerated dose of ixazomib, rate of CR/VGPR, AE, PFS, survival time |
| NCT02891811 | Phase II | 146 | Newly diagnosed myeloma | Carfilzomib, thalidomide, dexamethasone vs. carfilzomib, lenalidomide, dexamethasone | Carfilzomib | Response, feasibility, safety |
| NCT03733691 | Phase II | 52 | Newly diagnosed myeloma | Any (bortezomib/lenalidomide-based) | Ixazomib vs. ixazomib/lenalidomide | PFS, OS, AE, enhanced response |
| NCT03669445 | Phase II | 45 | Newly diagnosed SR myeloma | Lenalidomide, ixazomib, daratumumab, dexamethasone | Lenalidomide, ixazomib, daratumumab, dexamethasone | MRD negativity, PFS, OS, AE, RR |
| NCT03896737 | Phase II | 400 | Newly diagnosed myeloma | Daratumumab, bortezomib, cyclophosphamide, dexamethasone vs. bortezomib, thalidomide, dexamethasone | Ixazomib vs. ixazomib, daratumumab | PFS, MRD negativity, ORR, OS |
| NCT03104842 | Phase II | 153 | Newly diagnosed myeloma | Isatuximab, carfilzomib, lenalidomide, dexamethasone | Isatuximab, carfilzomib, lenalidomide, dexamethasone | MRD negativity |
| NCT03477539 | Phase II | 50 | Transplant-eligible myeloma | Daratumumab | Daratumumab, lenalidomide | MRD negativity, PFS, ORR, AE, survival time |
| NCT03942224 | Phase II | 76 | Newly diagnosed myeloma | Daratumumab, ixazomib, dexamethasone | Daratumumab, ixazomib, dexamethasone | VGPR rate, best response, objective response rate, MRD, PFS, time to response, DoR |
| NCT03490344 | Phase II | 25 | MRD-positive myeloma patients after induction with/without high-dose therapy/ASCT | Any | Daratumumab to lenalidomide maintenance | MRD negativity at end of 6 months of daratumumab therapy |
| NCT03188172 | Phase II | 95 | HR myeloma | Cyclophosphamide, bortezomib, lenalidomide, daratumumab | Lenalidomide, daratumumab | PFS, AE, OS, maximum response, ORR, QoL |
| NCT03411031 | Phase II | 60 | Relapse/progressive disease on maintenance lenalidomide | Any | Addition of elotuzumab to lenalidomide maintenance | PFS, ORR, MRD status |
| NCT03756896 | Phase II | 34 | HR myeloma | Any | Carfilzomib, pomalidomide, dexamethasone | CR, PFS, ORR, OS, MRD status, DoR, objective response rate |
| NCT03622775 | Phase II | 56 | Relapsed myeloma after salvage ASCT | Any | Daratumumab | Complete remission rate, PFS |
| NCT03376672 | Phase II | 120 | Newly diagnosed myeloma | Ixazomib, lenalidomide dexamethasone | Ixazomib, lenalidomide vs. lenalidomide | FC assessment, FC negativity |
| NCT03346135 | Phase II | 40 | Myeloma | Any | Daratumumab | PFS, MRD status, AE, ORR, response duration, depth of response, OS |
| NCT03606577 | Phase II | 50 | Newly diagnosed HR myeloma | Carfilzomib, lenalidomide, dexamethasone, daratumumab | Lenalidomide, daratumumab | MRD, number of response, patients requiring second ASCT, AE, TTP |
| NCT02389517 | Phase II | 86 | Residual disease after transplant | Any | Lenalidomide, ixazomib citrate, dexamethasone vs. lenalidomide | MRD, ORR, DoR, PFS, OS, AE |
| NCT02659293 | Phase III | 180 | Myeloma | Any | Lenalidomide carfilzomib, dexamethasone vs, lenalidomide | PFS, MRD, RR, AE |
| NCT03901963 | Phase III | 214 | Newly diagnosed MM who are MRD-positive after ASCT | Any induction | Daratumumab with lenalidomide vs. lenalidomide | Percentage of MRD-negative, PFS |
| NCT03617731 | Phase III | 662 | Newly diagnosed myeloma | Isatuximab to lenalidomide/bortezomib/dexamethasone induction | Lenalidomide | MRD negativity, PFS, OS, CR |
| NCT03562169 | Phase III | 406 | Relapsed myeloma | Ixazomib thalidomide dexamethasone | Ixazomib-based or no maintenance | ORR, PFS, OS |
| NCT04071457 | Phase III | 1100 | Newly diagnosed myeloma | Any | Lenalidomide with daratumumab/rHUPh20 vs. lenalidomide | OS, PFS, response, MRD negativity |
| NCT03948035 | Phase III | 576 | Newly diagnosed myeloma | Elotuzumab, carfilzomib, lenalidomide, dexamethasone vs. carfilzomib, lenalidomide dexamethasone | Elotuzumab lenalidomide vs. lenalidomide | Induction phase/maintenance phase, long-term efficacy |
| NCT03792620 | Phase III | 20 | Stage I multiple myeloma | Cyclophosphamide, thalidomide, dexamethasone, daratumumab | Daratumumab | RR, AE, ORR, TTP, PFS |
| NCT04221178 | NA | 50 | MRD-negative myeloma | Any | Any | PFS after cessation of maintenance |
Carfilzomib
Carfilzomib is a second-generation proteasome inhibitor which has demonstrated excellent efficacy. A phase I/II study of the combination of carfilzomib, lenalidomide and low-dose dexamethasone (CRd) suggested good tolerance and prolonged PFS when employed as induction and maintenance therapy post-ASCT. The patients in this trial received eight cycles of CRd initially, with the option for SCT after the first four cycles. After SCT, patients then received maintenance CRd for a total of 24 cycles. Finally, patients were to receive maintenance lenalidomide off study protocol. CRd was well tolerated in the induction and maintenance phases, with rapid, sustained responses [ 51 ]. Another phase I/II trial using carfilzomib-melphalan conditioning followed by ASCT and carfilzomib maintenance in patients with relapsed myeloma demonstrated good PFS and OS. All patients had received a median of three therapies prior to receiving the study drug [ 52 ]. Ongoing trials utilizing carfilzomib are documented in Table 4 .
Monoclonal Antibodies: Elotuzumab/Daratumumab
Monoclonal antibodies targeting specific receptors in myeloma cells are being explored in relapsed/refractory myeloma and also as first-line management of new myeloma patients. The anti-SLAMF7 antibody elotuzumab and anti-CD38 antibody daratumumab were approved by the FDA in 2015 for the management of myeloma patients [ 53 ].
The role of drugs in post-ASCT maintenance was explored in a phase II trial evaluating the efficacy of elotuzumab-lenalidomide combination. Recently published updated results suggest promising results and good tolerability. A total of 84 patients received 16 cycles of elotuzumab in combination with lenalidomide and dexamethasone. More than 90% of patients who had complete remission with MRD at the point of trial entry tested negative by flow cytometry. Fifty-two percent of patients achieved complete response, within a median time of 2 months. Common side effects reported were neutropenia, thrombocytopenia and anemia, with common gastrointestinal side effects as well (diarrhea, nausea, vomiting) [ 54 ]. A few other phase I/II and phase III trials are recruiting patients comparing the elotuzumab-lenalidomide/bortezomib combination in different dosing and in comparison with lenalidomide alone (Table 4 ).
Phase I/II trials employing daratumumab, an anti-CD38 monoclonal antibody, revealed good efficacy and overall safety [ 55 , 56 ]. An ongoing phase II trial is evaluating the addition of daratumumab to bortezomib, lenalidomide and dexamethasone as induction, followed by ASCT and daratumumab-lenalidomide versus lenalidomide maintenance. Preliminary reports reveal an overall good safety profile with manageable toxicity. Daratumumab utilized as front-line induction therapy demonstrated an improved response rate and depth of response without affecting the percentage of stem cell collection [ 57 ].
The recently published LYRA study evaluated the combination of daratumumab with bortezomib, cyclophosphamide and dexamethasone in newly diagnosed and relapsed myeloma patients. Eligible patients received the above combination induction therapy followed by ASCT and daratumumab maintenance. Eighty-seven newly diagnosed myeloma and 14 relapsed myeloma patients were enrolled in the study, with a median age of 64. At the time of the report, 28 of the newly diagnosed myeloma patients had undergone ASCT. Subgroup analysis was not reported, but overall 12-month PFS in transplant-eligible/ineligible patients was 87% [ 58 ]. The combination of daratumumab with melphalan, bortezomib and dexamethasone in transplant-ineligible patients improved PFS to 71.6%, compared to 50.2% in the control group (melphalan, bortezomib and dexamethasone). The rates of hematologic and infectious adverse events were higher in the treatment arm, but the benefits of decreased mortality and improved disease-free survival times were significant [ 59 ]. Daratumumab is thus being explored as a highly efficacious and well-tolerated therapeutic target in myeloma (Table 4 ).
Adoptive Cell Transfer and Idiotype Vaccine
Phase II trials employing vaccines against tumor-specific antigen are also being performed to achieve longer relapse-free periods in myeloma. Trials employing Ig idiotype (Id tumor-specific antigen) vaccine, conjugated with the carrier protein keyhole limpet hemocyanin (KLH), had their origin in the management of follicular lymphoma. A double-blind RCT confirmed prolonged PFS in lymphoma patients who received the patient-specific Id vaccine [ 60 ]. Phase I/II trials involving adoptive transfer of tumor antigen vaccine-primed co-stimulated T cells showed enhanced cellular and humoral immune response to the vaccine and also anti-tumor immunity in post-ASCT patients [ 61 ]. This led the authors of the phase II RCT to combine the Id vaccine with adoptive cell transfer as maintenance therapy in myeloma post-ASCT. Thirty-six patients were randomized to a control arm with KLH only (20) or treatment arm with Id-KLH (16) combination, followed by ASCT. All patients then received vaccine-primed co-stimulated T cells and two booster vaccine doses (KLH or Id-KLH, depending on prior randomization status). The authors reported no acute vaccine-related reactions. Gene expression analysis was performed to evaluate humoral and cellular immunity in response to the vaccines. Higher expression of immune regulatory CD4+ and CD8+ T cells was noted in the treatment arm, translating to an enhanced clinical response [ 62 ].
Actively recruiting trials investigating different novel agents as maintenance post-ASCT in myeloma are documented in Table 4 .
Post-ASCT maintenance options for myeloma patients is summarized in Fig. 2 . Fig. 2 Summary of post-ASCT maintenance therapy options

Conclusion
Post-ASCT maintenance therapy with lenalidomide or bortezomib is the standard of care for myeloma patients to prolong PFS and potentially OS. The type of maintenance therapy depends on multiple factors including prior therapy, presence of high-risk characteristics, patient tolerance and side effect profile. Longer periods of maintenance translate to prolonged PFS and delayed disease relapse. Side effects need to be considered when using long-term maintenance therapy. Consolidation therapy can enhance post-ASCT response in some patients.
Acknowledgements
Funding
No rapid service fee was received by the journal for the publication of this article.
Authorship
All named authors meet the International Committee of Medical Journal Editors (ICMJE) criteria for authorship for this article, take responsibility for the integrity of the work as a whole, and have given their approval for this version to be published.
Disclosures
Shaji Kumar: Research funding for clinical trials to the institution: Celgene, Takeda, Janssen, BMS, KITE, Merck, AbbVie, MedImmune, Novartis, Roche-Genentech, Amgen, TeneoBio, CARsgen. Consulting/advisory board participation: (with no personal payments) Celgene, Takeda, Janssen, AbbVie, Genentech, Amgen, and (with personal payment) Oncopeptides, GeneCentrix, Cellectar, BeiGene. Dhauna Karam has nothing to disclose.
Compliance with Ethics Guidelines
This article is based on previously conducted studies and does not contain any new studies with human participants or animals performed by any of the authors.
Data Availability
Data sharing is not applicable to this article as no data sets were generated or analyzed during the current study.
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