Introduction
Patients with cancer have a 4-fold to 9-fold increased incidence of venous thromboembolism (VTE) compared with the general population which is called cancer-associated thrombosis (CAT) [ [1] , [2] , [3] ]. Several studies have found that 20%–30% of all first VTE events are associated with cancer [ 1 ]. Patients with cancer and VTE have ≥2-fold increased mortality compared with the patients with cancer without VTE [ 3 , 4 ]. Additionally, CAT can delay or interfere with anticancer therapy, prolong hospitalization, and worsen the quality of life [ 5 , 6 ]. Interestingly, the incidence of VTE in different types of cancer varies widely. For instance, the highest incidences are observed in pancreatic and brain cancer followed by lung and colorectal cancer, whereas a low incidence is observed in breast and prostate cancer [ 1 ]. This suggests that there are cancer-type-specific mechanisms for VTE.
Clinical studies have measured a variety of different circulating biomarkers that may be useful in identifying patients with cancer at a high risk for VTE [ 7 ]. Most of these studies measured the levels of the different biomarkers in populations of patients with cancer that included different types of cancer. This study design allows the inclusion of larger numbers of patients. Alternatively, one could study a specific type of cancer because there may be cancer-type specific biomarkers of VTE [ 8 ]. The disadvantage of this approach is that there are fewer patients in the study. Preclinical studies using animal models can be used to analyze the mechanisms of thrombosis with different types of cancer [ 9 ]. However, as with all the other models, animal cancer models have limitations and may not reproduce the complexity of CAT in patients.
In this review, we summarize four specific pathways that have been shown to contribute to CAT: tissue factor (TF), podoplanin (PDPN), neutrophil extracellular traps (NETs), and plasminogen activator inhibitor-1 (PAI-1) ( Figure ). Figure Pathways of cancer-associated thrombosis. Pathway 1: tumors release TF-positive extracellular vesicles that activate the coagulation cascade and platelets and increase the risk of VTE. Pathway 2: tumors release podoplanin (PDPN)-positive EVs that activate platelets and increase the risk of VTE. Pathway 3: tumors release granulocyte-colony stimulating factor (G-CSF) that increases the number of neutrophils in the circulation and enhances NET formation and the risk of VTE. Pathway 4: tumors release PAI-1 that increases the risk of VTE by inhibiting plasmin generation and fibrinolysis. The figure is created with BioRender.com . MPN, myeloproliferative neoplasm; NET, neutrophil extracellular trap; PAI-1, plasminogen activator inhibitor-1; PDAC, pancreatic ductal adenocarcinoma; TF, tissue factor; VTE, venous thromboembolism.

Tissue Factor
TF is a glycoprotein receptor and cofactor for factors (F)VII and FVIIa. The TF/FVIIa complex is the physiological initiator of the extrinsic pathway of blood coagulation [ 10 ].
TF and VTE in patients with cancer
TF is expressed by most types of tumors, particularly in pancreatic ductal adenocarcinoma (PDAC) and glioblastoma [ 11 , 12 ].
Gene mutations are associated with increased TF expression in some types of cancer. For example, KRAS and tumor protein 53 ( TP53) gene mutations increase TF expression in human colorectal cancer cell lines [ 13 ]. Additionally, KRAS , TP53, and phosphatase and tensin homolog ( PTEN) gene mutations are associated with increased TF mRNA expression in tumors in patients with nonsmall cell lung carcinoma (NSCLC) [ 14 , 15 ]. A recent study found that anaplastic lymphoma kinase ( ALK) rearrangement is also associated with increased TF protein expression in patients with NSCLC [ 16 ]. Additionally, several retrospective studies [ [16] , [17] , [18] , [19] , [20] , [21] , [22] , [23] ] and clinical trials [ [24] , [25] , [26] , [27] ] have reported higher rates of VTE (8%–47% and 1.1%–6.4%, respectively) in patients with lung cancer with ALK rearrangement compared with those without ALK rearrangement. A recent study from Dunbar et al. [ 28 ] showed that the somatic mutation of serine/threonine kinase 11 ( STK11) is associated with increased TF mRNA expression in patients with lung adenocarcinoma. The STK11 gene mutation is also associated with VTE in patients with lung cancer [ 28 ]. Somatic mutations in isocitrate dehydrogenase 1 or 2 ( IDH1/2 ) commonly occur in glioma [ 29 ]. One study found that the F3 (the gene name for TF) gene is ranked in the top 50 most differentially hypermethylated and downregulated genes in the proneural subtype of glioblastoma/glioma-CpG island methylator phenotype [ 30 ]. Indeed, Unruh et al. [ 31 ] found that IDH1/2 mutations are associated with decreased TF mRNA and protein expression in glioma because of F3 (TF) gene hypermethylation. Strikingly, the study found that glioma patients with mutated IDH1/2 had a 0% incidence of VTE, whereas glioma patients with wild-type IDH1/2 showed a 26%–30% incidence of VTE [ 31 ]. More studies are needed to determine the relationship between gene mutations, TF expression, and VTE in patients with different types of cancer.
The Cancer Genome Atlas Network classified glioblastoma into 4 subtypes based on the gene expression patterns: proneural, neural, classical, and mesenchymal [ 32 ]. One study found that levels of F3 (TF) gene expression were different in 4 subtypes of glioblastoma with the highest in the classical type and the lowest in the proneural type [ 33 ]. More studies are needed to determine the associations between F3 (TF) gene expression, glioblastoma subtypes, and VTE.
Extracellular vesicles (EVs) are submicron vesicles released from cells, particularly tumor cells [ 34 ]. Active TF is released from tumors into circulation in the form of EVs. We and other investigators have developed in-house assays that measure EVTF activity [ [35] , [36] , [37] , [38] , [39] ]. There is also a commercial assay called the Zymuphen MP-TF assay that measures FXa activity of EVs captured using an anti-TF antibody [ 40 , 41 ]. These EVTF activity assays are more specific and sensitive than commercial TF assays [ 37 , 40 , 42 ].
We and other investigators found that the patients with cancer have increased levels of EVTF activity compared with healthy controls [ 35 , 36 , [43] , [44] , [45] , [46] ]. Of note, patients with adenocarcinoma have higher levels of EVTF activity compared with patients with other histological types of tumors [ 46 ]. Moreover, increased levels of EVTF activity are also associated with an increased risk of VTE in populations of patients with different types of cancer [ 35 , 47 , 48 ].
Several studies have investigated if there is an association between levels of EVTF activity and VTE and survival in different types of cancer ( Table 1 ). We and other found an association between EVTF activity and VTE in PDAC patients in both longitudinal and prospective studies [ 36 , 45 , 49 , 50 ]. In contrast, 1 study concluded that there was no association between EVTF activity and VTE in patients with PDAC [ 51 ]. However, this study had a much longer follow-up time (2 years) compared with the other studies. Together, these studies suggest that tumor-derived TF+ EVs contribute to VTE in patients with PDAC. Table 1 Association between EVTF activity and VTE and survival in different types of cancer. Tumor type Number of VTEs and patients Association of EVTF activity with VTE Association of EVTF activity with survival Reference Pancreaticobiliary 52/117 (44%) Yes Yes [ 49 ] PDAC 20/79 (25%) Yes Yes [ 45 ] PDAC 12/69 (17%) No Yes [ 51 ] Brain 19/119 (16%) No No [ 51 ] Ovarian 35/105 (33%) No No [ 55 ] Colorectal 12/126 (10%) No No [ 51 ] Gastric 6/43 (14%) No No [ 51 ] SCLC 15/242 (6%) No No [ 56 ] Multiple myeloma 15/122 (12%) No No [ 43 ] AML 30/253 (12%) No Not tested unpublished data AML, acute myeloid leukemia; EVTF, extracellular vesicle tissue factor; PDAC, pancreatic ductal adenocarcinoma; SCLC, small cell lung carcinoma; VTE, venous thromboembolism.
Table 1
Association between EVTF activity and VTE and survival in different types of cancer.
AML, acute myeloid leukemia; EVTF, extracellular vesicle tissue factor; PDAC, pancreatic ductal adenocarcinoma; SCLC, small cell lung carcinoma; VTE, venous thromboembolism.
| Tumor type | Number of VTEs and patients | Association of EVTF activity with VTE | Association of EVTF activity with survival | Reference |
| Pancreaticobiliary | 52/117 (44%) | Yes | Yes | [ 49 ] |
| PDAC | 20/79 (25%) | Yes | Yes | [ 45 ] |
| PDAC | 12/69 (17%) | No | Yes | [ 51 ] |
| Brain | 19/119 (16%) | No | No | [ 51 ] |
| Ovarian | 35/105 (33%) | No | No | [ 55 ] |
| Colorectal | 12/126 (10%) | No | No | [ 51 ] |
| Gastric | 6/43 (14%) | No | No | [ 51 ] |
| SCLC | 15/242 (6%) | No | No | [ 56 ] |
| Multiple myeloma | 15/122 (12%) | No | No | [ 43 ] |
| AML | 30/253 (12%) | No | Not tested | unpublished data |
The role of EVTF activity in VTE in patients with glioblastoma has also been investigated. One study found no association between EVTF activity and VTE in patients with glioblastoma, but the study had a long follow-up period (2 years) [ 51 ]. Interestingly, glioblastoma patients with wild-type IDH1/2 express higher levels of tumor TF and have a higher rate of VTE compared with patients with mutated IDH1/2 [ 31 ]. Further studies are needed to determine if tumor-derived TF+ EVs contribute to VTE in patients with glioblastoma.
Three studies have concluded that tumor TF expression was associated with VTE in patients with ovarian cancer [ [52] , [53] , [54] ]. In contrast to these studies, we found no association between EVTF activity and VTE in patients with ovarian cancer [ 55 ]. We studied another cohort of patients with ovarian cancer and again found no association between EVTF activity and VTE (Hisada Y, Archibald SJ, Chinthapatla R, Newton M, Paraghamian S, Bae-Jump VL, and Mackman N, manuscript in press). We suggest that the measurement of EVTF activity in plasma is a more accurate way to assess thrombotic risk than measuring TF expression in the tumor because thrombi occur at a separate site from the tumor.
We and other investigators have also not observed an association between EVTF activity and VTE in patients with other types of cancer, including colorectal, stomach, small cell lung carcinoma, multiple myeloma, and acute myeloid leukemia [ 43 , 50 , 51 , 56 ] ( Table 1 ) (Hisada, Mackman, Gangaraju unpublished data).
Recently, Gi et al. [ 57 ] characterized venous thrombi collected postmortem from patients with (n=114) and without cancer (n=66). Interestingly, they observed 26.6% of the thrombi from patients with cancer contained cancer cells. There were 2 patterns of venous thrombi: those with cancer cells invading the venous or pulmonary artery wall and those with clusters of cancer cells without invasion [ 57 , 58 ]. Importantly, cancer cells in the majority (76%) of the venous thrombi expressed TF. Hence, these TF-expressing cancer cells might have triggered thrombosis in these patients [ 58 ].
TF and thrombosis in preclinical studies
Two different mouse models have been used to investigate the role of TF+ EVs in venous thrombosis. First, exogenous TF+ EVs can be injected into wild-type mice without tumors. Second, endogenous TF+ EVs can be released into circulation from the tumors grown in mice. In the TF+ EVs injection model, TF+ EVs from cancer cell culture supernatants are injected into mice. This model is fast and easy. A series of studies showed that the injection of TF+ EVs into wild-type mice increased venous and arterial thrombosis [ [59] , [60] , [61] , [62] , [63] ]. Importantly, pretreatment of TF+ EVs with anti-TF antibodies abolished the increase in thrombus size and weight and reduced the incidence of thrombosis in an inferior vena cava (IVC) stenosis model [ 61 , 63 ]. Similarly, the injection of TF+ EVs derived from the murine pancreatic cancer cell line Panc02 in which the F3 (TF) gene was knocked down reduced thrombosis in an IVC stenosis model compared with the injection of TF+ EVs derived from wild-type Panc02 cells [ 62 ]. Injection of TF+ EVs derived from a human ovarian cancer cell line A2780 overexpressing TF enhanced thrombosis in an IVC stenosis model compared with an injection of TF+ EVs derived from wild-type A2780 cells [ 64 ]. These data demonstrate that TF+ EVs are highly procoagulant and enhance thrombosis in mice.
It should be noted that we found that the level of exogenous TF+ EVs derived from the pancreatic cancer cell line HPAF-II required to increase levels of thrombin–antithrombin complexes (TAT), a marker of activation of coagulation, was 100-fold higher than the level of endogenous TF+ EVs observed in HPAF-II tumor-bearing mice [ 60 ]. We and others have found that exogenous TF+ EVs are rapidly removed from the circulation, which may explain, in part, the reason for high levels of EVs to activate coagulation [ 59 , 60 , 65 ]. We hypothesize that levels of tumor-derived EVs in the circulation reach a steady state in tumor-bearing mice and may be cleared more slowly than in mice without tumors.
Tumor-bearing mouse models more closely mimic patients with cancer compared with the injection of EVs into wild-type mice because it includes other prothrombotic pathways present in cancer patients. However, it takes time (up to several months) to grow tumors in mice. Early studies detected tumor-derived TF protein and activity in plasma from mice bearing human tumors [ 13 , 65 ]. Later, we detected tumor-derived TF+ EVs in plasma from mice bearing human pancreatic tumors [ 60 ]. Importantly, the presence of TF-expressing tumors was associated with increased activation of coagulation, as measured by increased TAT, and thrombosis was compared with mice without tumors ( Table 2 ) [ [59] , [60] , [61] , [62] , 66 ]. Furthermore, we found that the administration of an anti-human TF antibody reduced thrombus weight in mice bearing human pancreatic BxPC-3 tumors compared with a control antibody [ 66 ]. The human TF derived from the tumor was also detected in thrombi from BxPC-3 tumor-bearing mice [ 66 ]. These data suggest that tumors release TF+ EVs into circulation and these enhance venous thrombosis in mice. Table 2 Tissue factor and increased thrombosis in different mouse cancer models. Model Tumor Site of tumor Phenotype Reference Allograft Murine pancreatic cancer cell line Panc02 Subcutaneous Reduced vessel occlusion times in tumor-bearing mice in FeCl 3 mesenteric arteriole and venule occlusion models [ 59 ] Allograft Murine pancreatic cancer cell line Panc02 Subcutaneous Increased venous thrombosis in tumor-bearing mice in an IVC stenosis model (3 h) [ 62 ] Xenograft Human pancreatic cancer cell line HPAF-II Pancreas Reduced vessel occlusion times in tumor-bearing mice in a FeCl 3 saphenous vein occlusion model [ 60 ] Xenograft Human pancreatic cancer cell line BxPC-3 Pancreas Increased venous thrombosis in tumor-bearing mice in an IVC stenosis model (3–24 h) [ 61 ] Xenograft Human pancreatic cancer cell line BxPC-3 Pancreas Increased venous thrombosis in tumor-bearing mice in an IVC stasis model (48 h) [ 66 ] IVC, inferior vena cava.
Table 2
Tissue factor and increased thrombosis in different mouse cancer models.
IVC, inferior vena cava.
| Model | Tumor | Site of tumor | Phenotype | Reference |
| Allograft | Murine pancreatic cancer cell line Panc02 | Subcutaneous | Reduced vessel occlusion times in tumor-bearing mice in FeCl 3 mesenteric arteriole and venule occlusion models | [ 59 ] |
| Allograft | Murine pancreatic cancer cell line Panc02 | Subcutaneous | Increased venous thrombosis in tumor-bearing mice in an IVC stenosis model (3 h) | [ 62 ] |
| Xenograft | Human pancreatic cancer cell line HPAF-II | Pancreas | Reduced vessel occlusion times in tumor-bearing mice in a FeCl 3 saphenous vein occlusion model | [ 60 ] |
| Xenograft | Human pancreatic cancer cell line BxPC-3 | Pancreas | Increased venous thrombosis in tumor-bearing mice in an IVC stenosis model (3–24 h) | [ 61 ] |
| Xenograft | Human pancreatic cancer cell line BxPC-3 | Pancreas | Increased venous thrombosis in tumor-bearing mice in an IVC stasis model (48 h) | [ 66 ] |
Podoplanin
PDPN is a transmembrane glycoprotein that induces platelet aggregation by binding to C-type lectin-like receptor 2 (CLEC-2) [ 67 ].
PDPN and VTE in patients with cancer
PDPN is expressed in different types of cancer, including mesothelioma, seminoma, and glioma [ [68] , [69] , [70] ]. Interestingly, squamous cell carcinoma is associated with high PDPN expression [ 67 ]. Two studies reported that there is a strong inverse association between PDPN protein expression levels and IDH1 mutation in patients with glioma [ 71 , 72 ]. One study found that higher PDPN hypermethylation was associated with lower PDPN mRNA expression in patients with low-grade glioma but not in patients with glioblastoma multiforme [ 71 ]. Another study found that there is a glioma-CpG island methylator phenotype that is prevalent in lower-grade gliomas and is associated with IDH1 somatic mutation [ 30 ]. These data indicate that regulation of PDPN gene expression by IDH1 mutation may be dependent on the glioma grade.
The levels of PDPN gene expression were different in different subtypes of glioblastoma with the highest expression in the mesenchymal type and the lowest expression in the proneural type [ 73 ]. Additional studies are needed to determine the associations between PDPN gene expression, glioblastoma subtype, and VTE.
Although an early study found that PDPN induces platelet aggregation [ 74 ], the association between levels of PDPN and CAT was not recognized until recently. Thaler et al. [ 75 ] found that a low platelet count was associated with a high risk of VTE in patients with high-grade gliomas. In a follow-up study, they found that there was a significant association between high PDPN protein expression in tumors and a low platelet count in patients with glioma [ 68 ]. Additionally, they found that tumor PDPN protein expression levels were associated with an increased risk of VTE in patients with glioma [ 68 ]. A recent study also found that there was an association between tumor PDPN protein expression and VTE in patients with pulmonary squamous cell carcinoma [ 76 ]. Interestingly, the risk of VTE in patients with IDH1 wild-type glioma tumors was found to be strongly associated with increased tumor PDPN mRNA expression levels [ 71 ]. Thus, these data suggest that PDPN induces platelet aggregation that causes VTE in these patients with cancer.
Like TF, PDPN is released from cells in the form of EVs. One study detected PDPN+ EVs in plasma from patients with pancreatic and colorectal cancer using flow cytometry [ 77 ]. However, the association between levels of PDPN+ EVs and VTE in patients with cancer was not determined. Further studies are needed to measure the levels of PDPN+ EVs in circulation and determine their association with VTE.
A recent study from Gi et al. [ 57 ] evaluated PDPN expression in postmortem venous thrombi in patients with cancer. They found that 44% of the cancer cells in the venous thrombi expressed PDPN [ 57 ]. These cancer cells may activate platelets and initiate thrombosis in patients with cancer.
PDPN and thrombosis in preclinical studies
Recent studies have reported the role of PDPN in CAT in mouse models ( Table 3 ). One study used murine melanoma B16F10 tumors, which expressed PDPN. Intratumoral vascular thrombosis was reduced in tumor-bearing CLEC-2 deficient mice compared with tumor-bearing wild-type mice [ 78 ]. Moreover, the administration of an anti-CLEC-2 antibody reduced fibrin in the lungs of tumor-bearing mice compared with tumor-bearing mice that received a control antibody [ 78 ]. Lee et al. [ 79 ] used the human oral squamous cell carcinoma cell line OECM-1 that expresses high levels of PDPN. They found that OECM-1 cells activated platelets. Moreover, higher levels of platelets were present in OECM-1 tumors grown in the neck of nude mice compared with tumors with PNPD gene knockdown. In addition, mice-bearing OECM-1 tumors had higher levels of plasma TAT and fibrin in the small vessels of the pulmonary vasculature and kidney glomeruli compared with mice-bearing OECM-1 tumors with reduced PDPN expression [ 79 ]. More recently, Wang et al. [ 76 ] found that the podoplanin expressing human melanoma cell line C8161 induced platelet aggregation in vitro. Furthermore, the administration of an anti-PDPN antibody significantly reduced thrombosis in an IVC stenosis model in mice-bearing C8161 tumors [ 76 ]. These data indicate that PDPN expression by tumors enhances thrombosis in mice. Table 3 Podoplanin and platelet activation and thrombosis in different mouse cancer models. Model Tumor Site of tumor Phenotype Reference Allograft Murine melanoma cell line B16F10 Subcutaneous Reduced intratumoral vascular thrombosis in CLEC-2 deficient mice. An anti-CLEC-2 Ab reduced fibrin in the lung. [ 78 ] Xenograft Human oral squamous cell carcinoma cell line OECM-1 Neck Knockdown of PDPN in the tumor reduced platelets in the tumor, plasma TAT, and fibrin in the lung and kidney. [ 79 ] Xenograft Human glioma cell line U373 Subcutaneous Tumor-bearing mice had increased plasma PF4 and decreased platelet count. Tumors expressing both PDPN and TF had increased platelets and fibrin in tumor vessels. [ 80 ] Xenograft Human melanoma cell line C8161 Subcutaneous An anti-PDPN Ab reduced thrombosis in an IVC stenosis model. [ 76 ] Ab, antibody, CLEC-2, C-type lectin-like receptor 2, IVC, inferior vena cava; PDPN, podoplanin; PF4, platelet factor 4; TAT, thrombin-antithrombin complexes; TF, tissue factor.
Table 3
Podoplanin and platelet activation and thrombosis in different mouse cancer models.
Ab, antibody, CLEC-2, C-type lectin-like receptor 2, IVC, inferior vena cava; PDPN, podoplanin; PF4, platelet factor 4; TAT, thrombin-antithrombin complexes; TF, tissue factor.
| Model | Tumor | Site of tumor | Phenotype | Reference |
| Allograft | Murine melanoma cell line B16F10 | Subcutaneous | Reduced intratumoral vascular thrombosis in CLEC-2 deficient mice. An anti-CLEC-2 Ab reduced fibrin in the lung. | [ 78 ] |
| Xenograft | Human oral squamous cell carcinoma cell line OECM-1 | Neck | Knockdown of PDPN in the tumor reduced platelets in the tumor, plasma TAT, and fibrin in the lung and kidney. | [ 79 ] |
| Xenograft | Human glioma cell line U373 | Subcutaneous | Tumor-bearing mice had increased plasma PF4 and decreased platelet count. Tumors expressing both PDPN and TF had increased platelets and fibrin in tumor vessels. | [ 80 ] |
| Xenograft | Human melanoma cell line C8161 | Subcutaneous | An anti-PDPN Ab reduced thrombosis in an IVC stenosis model. | [ 76 ] |
Other studies reported that PDPN is expressed on EVs released from the cancer cells [ 80 , 81 ]. Sasano et al. [ 81 ] found that the incidence of venous thrombosis in an IVC stenosis model was lower in mice injected with EVs derived from the human ovarian cancer cell line HeyA8 in which the PDPN gene was knocked down compared with mice injected with EVs derived from wild-type HeyA8 cells expressing PDPN. These data indicate that PDPN+ EVs enhance venous thrombosis in mice.
In our recent study, we used several sublines of a human glioma cell line U373P, which express either TF or PDPN or both [ 80 ]. Mice-bearing PDPN-expressing tumors had increased levels of the platelet activation marker PF4 and a decreased platelet count compared with controls [ 80 ]. Interestingly, mice-bearing U373P tumors co-expressing TF and PDPN had significantly increased fibrin and platelet deposition in tumor vessels compared with the mice-bearing U373P tumors, expressing either TF or PDPN [ 80 ]. These data suggest that TF and PDPN may cooperate to enhance microthrombosis in tumors and possibly at distal sites in mice.
Neutrophil Extracellular Traps
NETs released from activated neutrophils are composed of extracellular chromatin and granule proteins [ 82 ]. NETs were originally identified as a part of the innate immune system to help neutrophils to kill bacteria [ 82 ]. However, more recently it was shown that NETs also enhance thrombosis by capturing platelets and EVs, including TF+ EVs [ 62 , [83] , [84] , [85] ]. A variety of cytokines, proteins, and other agents promote NET formation in cancer, including granulocyte-colony stimulating factor (G-CSF) [ 86 ], lipopolysaccharide (LPS) [ 86 ], interleukin (IL)-8 [ 87 , 88 ], inflammasomes [ 89 ], IL-1β [ 89 ], IL-17 [ 90 ], cathepsin C [ 91 ], and high mobility group box 1 (HMGB-1) protein [ 92 , 93 ].
NETs and VTE in patients with cancer
There are a variety of biomarkers that have been used to assess NET formation [ 93 ]. Several studies have reported that NET biomarkers are increased in patients with cancer compared with healthy controls [ [94] , [95] , [96] , [97] , [98] , [99] , [100] ]. However, it is important to note that citrullinated histone H3 (H3Cit) and H3Cit-DNA complexes are the best biomarkers for NETs. Myeloperoxidase (MPO)-DNA complexes can also be used, but a study questioned the specificity of the commercial assay [ 101 ]. Other biomarkers, such as neutrophil elastase, cell-free (cf) DNA, and nucleosomes are not specific for NETs.
NETs have been detected in the thrombi of patients with cancer. Thalin et al. [ 95 ] detected the colocalization of H3Cit and DNA in arterial microthrombi in patients with cancer. Similarly, Oklu et al. [ 96 ] observed histone-DNA complexes in venous thrombi in patients with cancer.
Several studies have examined the association between NET biomarkers and VTE and arterial thromboembolic events (ATE) in patients with cancer. Mauracher et al. [ 102 ] measured plasma levels of cfDNA, nucleosomes, and H3Cit in 984 cancer patients, of which 89 (9%) had a VTE in the 2-year follow-up. Importantly, H3Cit was associated with VTE. Moreover, cfDNA and nucleosomes were associated only with VTE in the high-risk period VTE (3–6 mo after the diagnosis). Although the study was underpowered for sub-analyses, Mauracher et al. [ 102 ] found strong associations between plasma H3Cit levels and VTE in patients with lung and pancreatic patients, a borderline association in patients with breast cancer, and no association in patients with brain or colon/rectum cancer. A small study of 27 patients with cancer found no association between cfDNA or nucleosomes and venous thrombosis in patients with cancer [ 96 ]. In a study of 177 patients with hepatocellular carcinoma, of which 77 (43%) had portal vein thrombosis, cfDNA, neutrophil elastase, and DNA-histone complexes were all associated with thrombosis [ 103 ]. In a study of 52 patients with myeloproliferative neoplasms (MPN) half of which have a history of thrombosis, MPO-DNA complexes were associated with thrombosis [ 104 ]. Interestingly, a recent study did not find any difference in the levels of H3Cit in thrombi from patients with cancer compared with thrombi from patients without cancer [ 57 ]. These studies suggest that NETs play a role in CAT in a cancer-type-specific manner.
Grilz et al. [ 105 ] measured plasma levels of cfDNA, nucleosomes, and H3Cit in 957 cancer patients, of which 22 (2%) had an ATE in the 2-year follow-up. None of the NET biomarkers were associated with ATE, but H3Cit and cfDNA were associated with higher mortality. Another smaller study measured cfDNA and nucleosomes in 138 patients with cancer 38 (27%) of which had a stroke and found that cfDNA was associated with stroke [ 106 ].
NETs and thrombosis in preclinical studies
NET formation is increased in tumor-bearing mouse models ( Table 4 ) [ 86 , [107] , [108] , [109] , [110] ]. Therefore, mouse models have been used to investigate the roles of NETs in thrombosis in tumor-bearing mice. An early study found microthrombi in the lungs of mice bearing murine mammary 4T1 tumors, which were associated with plasma levels of cfDNA [ 86 ]. Leal et al. [ 108 ] demonstrated that 4T1 tumor-bearing mice had shortened venous occlusion times in a Rose Bengal laser-induced injury model of the jugular vein and FeCl 3 -induced injury of the carotid artery compared with control mice. Interestingly, the shortened occlusion times in the jugular vein but not the carotid artery in 4T1 tumor-bearing mice were normalized when the mice were pretreated with DNase I [ 108 ]. Similarly, we and other investigators found that increased venous thrombosis in tumor-bearing mice was abolished when mice were treated with DNase I [ 110 , 111 ]. We also found that the depletion of neutrophils abolished the increased venous thrombosis in BxPC-3 tumor-bearing mice compared with the mice without tumors [ 110 ]. Importantly, DNase I treatment and neutrophil depletion did not affect venous thrombosis in control mice [ 110 ]. Wolach et al. [ 109 ] found the increased NET formation and enhanced venous thrombosis in a mouse model of MPN ( JAK2 gene V617F mutation) compared with wild-type controls. Increased NET formation and enhanced venous thrombosis were abolished when the mice were treated with a JAK2 inhibitor [ 109 ]. These data suggest that NETs enhance venous thrombosis in these tumor-bearing mice. Table 4 Neutrophils and NETs in thrombosis in different mouse cancer models. Model Tumor Site of tumor Phenotype Reference Allograft Murine breast cancer cell line 4T1 Mammary fat pad Tumor-bearing mice had increased levels of neutrophils, cfDNA, and H3Cit, and had vWF-and fibrin-rich thrombi in the veins in the lung. [ 86 ] Allograft Murine breast cancer cell line 4T1 Mammary fat pad Tumor-bearing mice had increased levels of neutrophils, cfDNA, and MPO, and had shortened occlusion times in jugular vein and carotid artery injury models. DNase I normalized the occlusion time in the jugular vein but not the carotid artery in tumor-bearing mice. [ 108 ] Allograft Murine forestomach squamous cell carcinoma cell line MFC Subcutaneous Tumor-bearing mice had increased thrombosis in an IVC stenosis model that was inhibited with DNase I. [ 111 ] Xenograft Human pancreatic cancer cell line BxPC-3 Pancreas Tumor-bearing mice had increased levels of neutrophils, neutrophil elastase, cfDNA, and H3Cit, and increased thrombosis in an IVC stasis model (48 h). DNase I reduced in tumor-bearing mice. [ 110 ] Conditional knock-in of Jak2 V617F NA NA Tumor-bearing mice had increased cfDNA and thrombosis at 3 h but not 4 h thrombosis in an IVC stenosis model. The JAK2 inhibitor ruxolitinib reduced thrombosis. [ 109 ] cf, cell-free; H3Cit, citrullinated histone H3; IVC, inferior vena cava; MPO, myeloperoxidase; NA, not applicable; vWF, von Willebrand factor.
Table 4
Neutrophils and NETs in thrombosis in different mouse cancer models.
cf, cell-free; H3Cit, citrullinated histone H3; IVC, inferior vena cava; MPO, myeloperoxidase; NA, not applicable; vWF, von Willebrand factor.
| Model | Tumor | Site of tumor | Phenotype | Reference |
| Allograft | Murine breast cancer cell line 4T1 | Mammary fat pad | Tumor-bearing mice had increased levels of neutrophils, cfDNA, and H3Cit, and had vWF-and fibrin-rich thrombi in the veins in the lung. | [ 86 ] |
| Allograft | Murine breast cancer cell line 4T1 | Mammary fat pad | Tumor-bearing mice had increased levels of neutrophils, cfDNA, and MPO, and had shortened occlusion times in jugular vein and carotid artery injury models. DNase I normalized the occlusion time in the jugular vein but not the carotid artery in tumor-bearing mice. | [ 108 ] |
| Allograft | Murine forestomach squamous cell carcinoma cell line MFC | Subcutaneous | Tumor-bearing mice had increased thrombosis in an IVC stenosis model that was inhibited with DNase I. | [ 111 ] |
| Xenograft | Human pancreatic cancer cell line BxPC-3 | Pancreas | Tumor-bearing mice had increased levels of neutrophils, neutrophil elastase, cfDNA, and H3Cit, and increased thrombosis in an IVC stasis model (48 h). DNase I reduced in tumor-bearing mice. | [ 110 ] |
| Conditional knock-in of Jak2 V617F | NA | NA | Tumor-bearing mice had increased cfDNA and thrombosis at 3 h but not 4 h thrombosis in an IVC stenosis model. The JAK2 inhibitor ruxolitinib reduced thrombosis. | [ 109 ] |
Plasminogen Activator Inhibitor-1
PAI-1 is a serine protease inhibitor that inhibits tissue plasminogen activator (tPA) and urokinase-type plasminogen activator (uPA) and thereby reduces the generation of plasmin. Increased levels of circulating PAI-1 are associated with thrombosis [ 112 ].
PAI-1 and VTE in patients with cancer
Levels of circulating PAI-1 are increased in different types of cancer, including melanoma, colorectal, breast, and pancreatic cancer [ [113] , [114] , [115] , [116] ]. There are limited numbers of studies that have analyzed the association between levels of PAI-1 and VTE in patients with cancer. These studies measured either PAI-1 antigen, PAI-1 activity, or both in patients with cancer. We believe that PAI-1 activity is superior to the PAI-1 antigen because the PAI-1 antigen includes both active and inactive forms of PAI-1. Indeed, a case-control study of biomarkers for VTE found that PAI-1 activity was superior to PAI-1 antigen for distinguishing patients with VTE from healthy controls [ 117 ].
We found an association between levels of PAI-1 activity and VTE in patients with pancreatic cancer, which suggested that PAI-1 contributes to VTE in patients with pancreatic cancer [ 118 ]. The strength of our study was that it was specifically designed to investigate biomarkers for VTE in patients with cancer. In contrast, Kondo et al. [ 119 ] found no association between PAI-1 antigen and VTE in patients with pancreatic cancer. Furthermore, no association was found between previous deep vein thrombosis and plasma levels of PAI-1 antigen and activity in patients with pancreatic cancer [ 116 ]. However, it is notable that this study found intermittent peaks of both PAI-1 antigen and PAI-1 activity in 11 out of 14 patients. This suggests that there may be transient hypercoagulable states in these patients. In a recent study, we observed an association between PAI-1 activity and VTE in patients with acute leukemia (Hisada, Mackman, Gangaradu, unpublished data). Additional studies are needed to determine the association between PAI-1 and VTE in patients with cancer.
PAI-1 and thrombosis in preclinical studies
We and other investigators found that tumor-bearing mice have increased levels of PAI-1 antigen and activity in plasma [ 118 , 120 ]. To date, there are only 2 studies that investigated the role of PAI-1 in CAT in mice. The first study showed that mice bearing human lung A549 tumors had increased thrombus weight in an IVC stenosis model compared with the mice without tumors [ 121 ]. Interestingly, the authors found that administration of the vascular endothelial growth factor inhibitor bevacizumab increased PAI-1 levels in tumors and plasma, and venous thrombosis in mice [ 121 ]. The increase in venous thrombosis by bevacizumab was abolished in mice-bearing A549 tumors when PAI-1 was inhibited with a small-molecule PAI-1 inhibitor PAI-039 [ 121 ]. However, the authors only evaluated venous thrombosis at 3 h after IVC stenosis, which is a very early time point for evaluating thrombosis in this model. Indeed, Obi et al. [ 122 ] found that the overexpression of PAI-1 in mice only affected thrombosis 6 and 14 d after IVC stasis. Consistent with this observation, we observed increased thrombus weight in mice bearing human pancreatic PANC-1 tumors that expressed high levels of PAI-1, 8 d after IVC stasis [ 118 ]. We did not observe any difference in levels of macrophages in thrombi from tumor-bearing mice and mice without tumors. This suggested that PAI-1 reduced thrombus resolution by inhibiting plasmin generation.
ISTH Congress Reports
Siddiqui et al. [ 123 ] analyzed biomarkers associated with pulmonary embolism (PE) in patients with cancer. They collected plasma samples from 122 PE patients with cancer as well as 260 PE patients without cancer and 50 healthy controls. Plasma samples from PE patients were collected within 24 to 72 h of the diagnosis. They measured plasma levels of D-dimer, PAI-1, tPA, thrombin activatable fibrinolysis inhibitor (TAFI), von Willebrand factor (vWF), C-reactive protein, interleukin-6, and EVs. They found that plasma levels of vWF, interleukin-6, and EVs were significantly increased in PE patients with cancer compared with PE patients without cancer. The limitation of this study was that it was a relatively small retrospective study, and there might be effects of treatment of the PE or the PE itself on the biomarkers.
Guy et al. [ 124 ] presented the mechanisms of NET formation in MPN using mouse models. They established 2 mouse models in which the JAK2 V617F mutation is present in either neutrophils (MRP8 Cre , JAK2 V617F/WT ) or platelets (PF4 Cre , JAK2 V617F/WT ). They found that NET formation and microthrombi in the lungs of mice increased in PF4 Cre , JAK2 V617F/WT but not in mMRP8 Cre , JAK2 V617F/WT mice. DNase treatment significantly reduced microthrombi in the lungs of PF4 Cre and JAK2 V617F/WT mice. Moreover, aspirin treatment significantly reduced NET formation and microthrombi in the lungs of PF4 Cre and JAK2 V617F/WT mice. Strikingly, MPN patients with the JAK2 V617F mutation treated with aspirin had significantly lower plasma levels of MPO-DNA complexes compared with MPN patients with the JAK2 V617F mutation without aspirin treatment.
Future Direction
Future studies should focus on identifying cancer-type-specific mechanisms of CAT. A better understanding of these mechanisms may identify patients with cancer with a high risk for VTE. Since patients with cancer have an increased risk of bleeding compared with the general population, new anticoagulants that cause less bleeding, such as FXIa inhibitors, may be safer than the conventional anticoagulants for the prevention of CAT.
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Funding
This study was supported by a grant from the National Institutes of Health (N.M. 1R35HL155657) and the John C. Parker Professorship.
Author Contributions
Y.H. and N.M. drafted the manuscript.
Relationship Disclosure
There are no competing interests to disclose.
Funding information This study was supported by a grant from the 10.13039/100000002 National Institutes of Health (N.M. 1R35HL155657) and the John C. Parker Professorship.
Handling Editor: Dr Cihan Ay