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Journal of craniovertebral junction & spine · 2026

Выявляется высокий уровень использования медицинских услуг после операции на шейном позвоночнике с использованием комплексных методов прогнозирования.

Название и аннотация: Машинный перевод · не проверен
Обработка статьи · этапы, ошибки и управление
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Khazanchi R, Kumar D, Jain R, Mittal M, Bajaj A, Oris RJ, Chen AR, Joaquin TA, Herrera DE, Shah RM, Asthana S, Reyes SG, Bajaj P, Hsu WK, Patel AA, Divi SN

Аннотация

Расходы на медицинское обслуживание пациентов с хроническими заболеваниями позвоночника и пациентов, проходящих хирургическую операцию, продолжают расти заметными темпами. Таким образом, выявление пациентов, подверженных риску в плане более широкого использования послеоперационного медицинского обслуживания, имеет решающее значение для оптимизации результатов медицинского обслуживания и распределения ресурсов. Цель нашего исследования заключается в использовании целого ряда предоперабельных характеристик пациентов, включая всеобъемлющую медицинскую, хирургическую и социальную историю, для разработки моделей машинного обучения (ML), способных прогнозировать использование послеоперационного медицинского обслуживания пациентами, страдающими с синтезом шейного позвоночника. 2002 в адрес 2022. На систематической основе выявляются характеристики пациентов и их оперативные характеристики. Были использованы и оптимизированы несколько различных алгоритмов ML для прогнозирования высоких показателей использования медицинских услуг с использованием агрегированного показателя 90-day указатель. Значения значения параметров SHAP были рассчитаны для модели, работающей сверху. 4480 Были проанализированы операции по синтезу шейки матки, из которых 12% , были определены в качестве высокоэффективных потребителей медицинских услуг. Все модели превосходят базовый показатель Американского общества анестезии, при этом модель сбалансированных случайных лесов демонстрирует наилучшие дискриминационные показатели (Area под кривой: 0.772 ± 0.007). Наверху...three b) в результате анализа SHAP была увеличена продолжительность ПР, 90- использование дооперационного нейромодулятора и 90-day Это исследование свидетельствует об успешном создании перспективной модели ML для прогнозирования высоких показателей использования медицинских услуг в медицинских учреждениях. 90 дни операции на шейном позвоночнике. Эти модели, после внешней проверки, могут быть полезными аспектами работы хирурга позвоночника.
Оригинал публикации

Identifying high healthcare utilizers following cervical spine surgery using comprehensive predictive modeling techniques.

IntroductionHealthcare expenditures among patients with chronic spinal conditions and those undergoing surgery continue to grow at a notable rate. Identifying patients at risk for increased postoperative healthcare utilization is therefore critical for optimizing care outcomes and resource allocation. The aim of our study is to leverage a range of preoperative patient characteristics - including comprehensive medical, surgical, and social histories - to develop machine learning (ML) models capable of granular prediction of postoperative healthcare utilization among cervical spine fusion patients.Materials and methodsA cohort of anterior cervical decompression and fusion and posterior cervical decompression and fusion surgeries was queried from a tertiary academic medical center from 2002 to 2022. Patient and operative characteristics were systematically extracted. Several different ML algorithms were employed and optimized to predict high healthcare utilizers using an aggregate 90-day index. SHAP feature importance values were computed for the top-performing model.ResultsA total of 4480 cervical fusion surgeries were analyzed, of which 12% were identified as high health utilizers. All models outperformed the American Society of Anesthesia benchmark, with the Balanced Random Forest model demonstrating the best discriminative performance (Area under the curve: 0.772 ± 0.007). The top-three predictive features revealed through SHAP analysis were increased OR duration, 90-day preoperative neuromodulator usage, and 90-day preoperative opioid usage.ConclusionThis study demonstrates the successful creation of a prognostic ML model for the prediction of high healthcare utilization within 90 days of cervical spine surgery. These models, after external validation, have the potential to be instrumental aspects of a spine surgeon's workflow.

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INTRODUCTION

Healthcare expenditures among patients with chronic spinal conditions and those undergoing surgery for management continue to grow at a notable rate.[ 1 ] With a significant burden on quality of life, surgical intervention remains a critical and often unavoidable pillar of treatment paradigms for these individuals. A considerable portion of these expenses stems from postoperative complications, continued rehabilitation and care, and medication; Kammien et al . highlighted that emergency department visits, in addition to the traditionally accepted metric of hospital readmission, are important to consider among these patients.[ 2 , 3 , 4 ] However, such factors cannot be viewed in isolation; medical history, surgery type, and characteristics of preoperative management have all been cited as individual predictors of longitudinal resource utilization.

Identifying patients at risk for increased postoperative healthcare utilization is therefore critical for optimizing care outcomes and resource allocation. As the number of individuals undergoing cervical spine surgery grows to well over 150,000 a year, the demand for systems capable of accurate prognostication also increases.[ 5 , 6 ] Although traditional statistical methods have been used to weigh the prognostic significance of patient and care plan features, they struggle to capture their relative importance in shaping recovery trajectories. Machine learning (ML) offers more sophisticated techniques capable of synthesizing and analyzing greater volumes of patient data and providing case-specific forecasts of postoperative outcomes. When compared to traditional clinical risk scores such as the American Society of Anesthesiologists (ASA) classification, ML models permit more accurate and deeper insight into adverse event prediction.[ 7 ] Several groups have highlighted their superiority over classic comorbidity indices in predicting short-term outcomes following cervical spine surgery, such as prolonged length of stay, discharge to rehabilitation, and 30- and 90-day readmission, and overall functional recovery.[ 8 , 9 , 10 , 11 , 12 ]

Although prior studies have individually looked at several patient features and endpoints, few have focused on the prediction of healthcare utilization among a comprehensive cohort of cervical spine surgery patients. These factors not only serve as drivers of elevated healthcare costs but also as potential proxies for surgical care quality and patient satisfaction. True precision medicine requires better characterization of what attributes are most predictive of both optimal and suboptimal care. The aim of our study is to leverage a range of preoperative patient characteristics – including comprehensive medical, surgical, and social histories – to develop ML models capable of granular prediction of postoperative healthcare utilization among cervical spine surgery patients. We further aim to capture and rank the most highly important features for prediction, enabling patient-centered interventions.

MATERIALS AND METHODS

Data processing

We extracted all degenerative cervical fusion procedures performed on adult patients from 2002 to 2022 using our institutional data warehouse. Identification of relevant cases was carried out using a targeted set of CPT and ICD codes [ Supplemental Table 1 ]. For each case, Electronic Medical Record data and associated codes were used to derive key patient-level variables [ Supplemental Table 2 ]. The principal outcome assessed was high healthcare utilization 90-day postoperatively. Considering the absence of a gold-standard definition for high healthcare utilization, we defined this based on a combination of increased specialist involvement (>75 th percentile office visits to a neurosurgeon or orthopedist or >75 th percentile number of specialist referrals) and high resource use (1+ emergency department or urgent care visit, >75 th percentile pain medication prescriptions, >75 th percentile spine imaging orders). These criteria were determined by prior analyses of healthcare utilization patterns conducted by our group. This aggregate outcome was designed to prioritize sensitivity in identifying patients at higher risk.

Supplemental Table 1
Cohort generation criteria
CPT - Current procedural terminology; ICD - International classification of diseases

Inclusion CPTExclusion CPTExclusion ICD
Cervical decompression and fusionACDF: ‘22551’ OR (‘22554’ AND ‘63075’) PCDF: ‘22600’ OR ‘22595’ OR ‘22590’Tumor: “63275”, “63276”, “63277”, “63278”,”63280”, “63281”, “63282”, “63283”, “63285”, “63286”,”63287”, “63290”, “63300”, “63301”, “63302”, “63303”,”63304”, “63305”, “63306”, “63307”, “22112”, “22114”,”22101”, “22102”, “22100”, “22110” Trauma: “22310”, “22315”, “22318”, “22319”, “22325”, “22326”, “22327” Infection: “63172”,”63173”,”22010”,”22015” Deformity “22206”, “22207”, “22208”, “22210”, “22212”, “22214”, “22216”, “22220”, “22222”, “22224”, “22226”, “22800”, “22802”, “22804”, “22808”, “22810”, “22812”, “22818”, “22819”Tumor: “C412”, “C414”, “C720”, “C721”, “D166”, “D168”, “D321”, “D434”, “D334”, “C7979”, “C701” Trauma: “S220”, “S239”, “S230”, “S231”, “S240”, “S241”, “S242”, “S120”, “S130”, “S131”, “S134”, “S140”, “S141”, “S142”, “S320”, “S321”, “S322”, “S330”, “S331”, “S335”, “S340”, “S341”, “S342”, “S343”, “G82”, “G83”, “M483”, “S151”, “S121”, “S122”, “S123”, “S124”, “S125”, “S126” Infection: “G061”, “G062”, “M462”, “M463”, “M464”, “M465” Deformity: “M41”,”M40”,”M482”

Supplemental Table 2
Variable list and definitions
BMI - Body mass index; ICD - International Classification of Diseases; PVD - Peripheral vascular disease; ED/UC - Emergency departments/Urgent cares; NSAIDs - Nonsteroidal Anti-Inflammatory Drugs; ACE - Angiotensin-converting enzyme; HIV - Human immunodeficiency virus; AIDS - Acquired immunodeficiency syndrome; COPD - Chronic obstructive pulmonary disease; FBSS - Failed back surgery syndrome

CategoryVariableData typeCoding description
DemographicsAge at procedureNumericDate of surgery – Birthdate rounded to lower year
GenderBinarySelf-reported gender
BMINumericNearest reported weight and height before surgery
Medical historyObesityBinary from Medical History ICD Codes Classifications based on Quan et al.“E66” or BMI>30
AIDS or HIV“B20”, “B21”, “B22”, “B24”
Lymphoma“C81”, “C82”, “C83”, “C84”, “C85”, “C88”, “C96”, “C900”, “C902”
Paralysis“G041”, “G114”, “G801”, “G802”, “G81”, “G82”, “G830”, “G831”, “G832”, “G833”, “G834”, “G839”
Psychosis“F20”, “F22”, “F23”, “F24”, “F25”, “F28”, “F29”, “F302”, “F312”, “F315”
Depression“F204”, “F313”, “F314”, “F315”, “F32”, “F33”, “F341”, “F412”, “F432”
Drug abuse“F11”, “F12”, “F13”, “F14”, “F15”, “F16”, “F18”, “F19”, “Z715”, “Z722”
Weight loss“E40”, “E41”, “E42”, “E43”, “E44”, “E45”, “E46”, “R634”, “R64”
Coagulopathy“D65”, “D66”, “D67”, “D68”, “D691”, “D693”, “D694”, “D695”, “D696”
Alcohol abuse“F10”, “E52”, “G621”, “I426”, “K292”, “K700”, “K703”, “K709”, “T51”, “Z502”, “Z714”, “Z721”
Liver disease“B18”, “I85”, “I864”, “I982”, “K70”, “K711”, “K713”, “K714”, “K715”, “K717”, “K72”, “K73”, “K74”, “K760”, “K762”, “K763”, “K764”, “K765”, “K766”, “K767”, “K768”, “K769”, “Z944”
Renal failure“I120”, “I131”, “N18”, “N19”, “N250”, “Z490”, “Z491”, “Z492”, “Z940”, “Z992”
Hypothyroidism“E00”, “E01”, “E02”, “E03”, “E890”
Valvular cardiac disease“A520”, “I05”, “I06”, “I07”, “I08”, “I091”, “I098”, “I34”, “I35”, “I36”, “I37”, “I38”, “I39”, “Q230”, “Q231”, “Q232”, “Q233”, “Z952”, “Z953”, “Z954”
Blood loss anemia“D500”
Deficiency anemia“D508”, “D509”, “D51”, “D52”, “D53”
Metastatic cancer“C77”, “C78”, “C79”, “C80”
Cardiac arrhythmia“I441”, “I442”, “I443”, “I456”, “I459”, “I47”, “I48”, “I49”, “R000”, “R001”, “R008”, “T821”, “Z450”, “Z950”
Rheumatoid arthritis“L940”, “L941”, “L943”, “M05”, “M06”, “M08”, “M120”, “M123”, “M30”, “M310”, “M311”, “M312”, “M313”, “M32”, “M33”, “M34”, “M35”, “M45”, “M461”, “M468”, “M469”
Complicated diabetes“E102”, “E103”, “E104”, “E105”, “E106”, “E107”, “E108”, “E112”, “E113”, “E114”, “E115”, “E116”, “E117”, “E118”, “E122”, “E123”, “E124”, “E125”, “E126”, “E127”, “E128”, “E132”, “E133”, “E134”, “E135”, “E136”, “E137”, “E138”, “E142”, “E143”, “E144”, “E145”, “E146”, “E147”, “E148”
Uncomplicated diabetes“E100”, “E101”, “E109”, “E110”, “E111”, “E119”, “E120”, “E121”, “E129”, “E130”, “E131”, “E139”, “E140”, “E141”, “E149”
Congestive heart failure“I099”, “I110”, “I130”, “I132”, “I255”, “I420”, “I425”, “I426”, “I427”, “I428”, “I429”, “I43”, “I50”, “P290”
Complicated hypertension“I11”, “I12”, “I13”, “I15”
COPD“I278”, “I279”, “J40”, “J41”, “J42”, “J43”, “J44”, “J45”, “J46”, “J47”, “J60”, “J61”, “J62”, “J63”, “J64”, “J65”, “J66”, “J67”, “J684”, “J701”, “J703”
Solid tumor without metastases“C00”, “C01”, “C02”, “C03”, “C04”, “C05”, “C06”, “C07”, “C08”, “C09”, “C10”, “C11”, “C12”, “C13”, “C14”, “C15”, “C16”, “C17”, “C18”, “C19”, “C20”, “C21”, “C22”, “C23”, “C24”, “C25”, “C26”, “C30”, “C31”, “C32”, “C33”, “C34”, “C37”, “C38”, “C39”, “C40”, “C41”, “C43”, “C45”, “C46”, “C47”, “C48”, “C49”, “C50”, “C51”, “C52”, “C53”, “C54”, “C55”, “C56”, “C57”, “C58”, “C60”, “C61”, “C62”, “C63”, “C64”, “C65”, “C66”, “C67”, “C68”, “C69”, “C70”, “C71”, “C72”, “C73”, “C74”, “C75”, “C76”, “C97”
Uncomplicated hypertension“I10”
Other neurological disorder“G10”, “G11”, “G12”, “G13”, “G20”, “G21”, “G22”, “G254”, “G255”, “G312”, “G318”, “G319”, “G32”, “G35”, “G36”, “G37”, “G40”, “G41”, “G931”, “G934”, “R470”, “R56”
PVD“I70”, “I71”, “I731”, “I738”, “I739”, “I771”, “I790”, “I792”, “K551”, “K558”, “K559”, “Z958”, “Z959”
Pulmonary circulation disorders“I26”, “I27”, “I280”, “I288”, “I289”
Fluid and electrolyte disorders“E222”, “E86”, “E87”
Peptic ulcer disease“K257”, “K259”, “K267”, “K269”, “K277”, “K279”, “K287”, “K289”
Current tobacco use“ F17200 ”, “ F17203 ”, “ F17208 ”, “ F17209 ”, “ F17210 ”, “ F17213 ”, “ F17218 ”, “ F17219 ”, “ F17220 ”, “ F17223 ”, “ F17228 ”, “ F17229 ”, “ F17290 ”, “ F17293 ”, “ F17298 ”, “ F17299 ”, “ Z720”
Former tobacco use“ F17221 ”, “ F17201 ”, “ F17211 ”, “ F17291 ”, “ Z87891 ”
Surgical historyCervical fusionBinary from Internal Surgical History Coding System“SHX112”
Cervical surgery“SHX587”, “SHX588”, “SHX589”, “SHX94”, “SHX98”
Thoracolumbar fusion“SHX111”
Thoracolumbar surgery“SHX699”, “SHX700”, “SHX701”, “SHX801”, “SHX802”, “SHX95”, “SHX96”, “SHX99”
Unspecified spine fusion“SHX136”, “SHX223”
Unspecified spine surgery“SHX113”, “SHX114”, “SHX136”, “SHX140”, “SHX219”, “SHX398”, “SHX97”
Preop spine diagnosesLumbar stenosisBinary“M4806”
Lumbar spondylolisthesis“M4316”
Lumbar disc disorders“M5106”, “M5126”, “M5136”, “M5186”, “M51A1”, “M51A2”, “M5146”, “M5116”
Cervical disc disorders“M50”
Cervical stenosis“M4802”, “M4801”
Cervical spondylolisthesis“M4312”, “M4311”
Cervical disc herniation“M5020”
Lumbar disc herniation“M5126”
Prior FBSS“M961”
Prior pseudoarthrosis“M960”
Preoperative medication useACE inhibitorsBinary Defined by a prescription or order placed for these medications during the 90 day preoperative windoww“captopril”, “lisinopril”, “enalapril”, “ramipril”, “benazepril”, “fosinopril”, “moexipril”, “perindopril”, “quinapril”, “trandolapril”
ARB“losartan”, “valsartan”, “azilsartan”, “candesartan”, “eprosartan”, “irbesartan”, “olmesartan”, “telmisartan”
Antidepressants“citalopram”, “escitalopram”, “paroxetine”, “fluoxetine”, “fluvoxamine”, “sertraline”, “desvenlafaxine”, “duloxetine”, “levomilnacipran”, “milnacipran”, “tofenacin”, “venlafaxine”, “vilazodone”, “vortioxetine”, “etoperidone”, “trazodone”, “nefazodone”, “reboxetine”, “viloxazine”, “amitriptyline”, “butriptyline”, “clomipramine”, “desipramine”, “dosulepin”, “imipramine”, “iprindole”, “lofepramine”, “melitracen”, “nortriptyline”, “protriptyline”, “trimipramine”, “opipramol”, “tianeptine”, “amoxapine”, “maprotiline”, “mianserin”, “mirtazapine”, “setiptiline”, “isocarboxazid”, “phenelzine”, “tranylcypromine”, “selegiline”, “metralindole”, “moclobemide”, “pirlindole”, “toloxatone”
Beta-2 agonists“bitolterol”, “fenoterol”, “isoproterenol”, “levalbuterol”, “pirbuterol”, “procarterol”, “albuterol”, “arformoterol”, “bambuterol”, “clenbuterol”, “formoterol”, “salmeterol”, “abediterol”, “carmoterol”, “indacaterol”, “olodaterol”, “vilanterol”
Beta blockers“acebutolol”, “atenolol”, “betaxolol”, “bisoprolol”, “carteolol”, “carvedilol”, “esmolol”, “labetalol”, “metoprolol”, “nadolol”, “nebivolol”, “penbutolol”, “pindolol”, “propranolol”, “sotalol”, “timolol”
Benzodiazepines“alprazolam”, “chlordiazepoxide”, “clonazepam”, “clorazepate”, “diazepam”, “estazolam”, “flurazepam”, “halazepam”, “lorazepam”, “oxazepam”, “prazepam”, “quazepam”, “temazepam”, “triazolam”
Immunosuppressants“mycophenolate”, “etanercept”, “adalimumab”, “azathioprine”, “cyclosporine”, “tacrolimus”, “sirolimus”, “infliximab”, “natalizumab”, “methotrexate”, “certolizumab”, “prednisone”, “dexamethasone”, “cortisone”, “hydrocortisone”, “prednisolone”, “leflunomide”, “cyclophosphamide”, “chlorambucil”, “budesonide”, “everolimus”, “abatacept”, “basiliximab”, “daclizumab”, “muromonab”, “vedolizumab”, “ustekinumab”, “tocilizumab”, “secukinumab”, “rituximab”, “ixekizumab”, “golimumab”, “anakinra”
NSAIDs“celecoxib”, “diclofenac”, “diflunisal”, “etodolac”, “flurbiprofen”, “ibuprofen”, “ketoprofen”, “meloxicamnabumetone”, “naproxen”, “piroxicam”, “sulindac”, “ibuprofen”, “indomethacin”, “ketorolac”
Opioids“hydromorphone”, “oxycodone”, “hydrocodone”, “fentanyl”, “methadone”, “morphine”, “codeine”, “butorphanol”, “nalbuphine”, “tramadol”, “tapentadol”, “meperidine”, “buprenorphine”, “oxymorphone”
Antipsychotics“chlorpromazine”, “thioridazine”, “mesoridazine”, “levomepromazine”, “loxapine”, “molindone”, “perphenazine”, “thiothixene”, “trifluoperazine”, “haloperidol”, “fluphenazine”, “droperidol”, “zuclopenthixol”, “prochlorperazine”, “amisulpride”, “aripiprazole”, “asenapine”, “blonanserine”, “clotiapine”, “clozapine”, “iloperidone”, “lurasidone”, “mosapramine”, “olanzapine”, “paliperidone”, “perospirone”, “quetiapine”, “remoxipride”, “risperidone”, “sertindole”, “sulpiride”, “ziprasidone”, “zotepine”
Neuromodulators“gabapentin”, “pregabalin”, “amitriptyline”, “phenytoin”, “sodiumvalproate”, “lamotrigine”, “carbamazepine”, “levetiracetam”, “oxcarbazepine”, “tiagabine”, “topiramate”, “bupropion”
Bisphosphonates“risedronate”, “alendronate”, “ibandronate”, “zoledronicacid”, “pamidronate”, “etidronate”
Loop diuretics“bumetanide”, “ethacrynicacid”, “furosemide”, “torsemide”
Thiazide diuretics“chlorothiazide”, “chlorthalidone”, “hydrochlorothiazide”, “indapamide”, “metolazone”
Cinacalcet“cinacalcet”
Insulin“insulin glulisine”, “insulin aspart”, “insulin lispro u-100/u-200”, “regular insulin”, “nph insulin”, “insulindetemir”, “insulin u-100”, “insulin glargine”, “insulin degludec u-100/u-200”, “insulin aspart protamine”, “insulin isophane”
Oral diabetes meds“acarbose”, “miglitol”, “metformin”, “alogliptin”, “linagliptin”, “saxagliptin”, “sitagliptin”, “nateglinide”, “repaglinide”, “canagliflozin”, “dapagliflozin”, “empagliflozin”, “ertugliflozin”, “bexagliflozin”, “glimepiride”, “glipizide”, “tolazamide”, “tolbutamide”, “glyburide”, “chlorpropamide”, “rosiglitazone”, “pioglitazone”, “semaglutide”, “colesevelam”, “bromocriptine”
Calcium supplementation“calcium carbonate”, “calcium citrate”, “calcium gluconate”, “calcium lactate”, “calcium”
Vitamin D supplementation“ergocalciferol”, “colecalciferol”, “dihydrotachysterol”, “doxercalciferol”, “calcifediol”, “calcitriol”, “alfacalcidol”, “paricalcitol”
Operation time (h)Integer
Multi versus single level surgeryBinary“63015”, “63016”, “63017”, “63035”, “63043”, “63044”, “63048”, “63057”, “63066”, “63076”, “63078”, “22585”, “22810”, “22812”, “22534”, “22614”, “22800”, “22802”, “22804”, “22632”, “22634”, “22552”, “22614”, “22843”, “22844”, “22846”, “22847”, “22854”, “22208”, “22216”, “22226”, “63082”, “63086”, “63088”, “63091”, “63103”, “22858”, “63050”, “63051”, “22512”, “22515”, “22552”, “22846”, “22847”, “63053”
Anterior approachBinary“22551”OR (“22554” AND “63075”)
Posterior Approach, C2 to OcciputBinary“22590”, “22595”
Posterior Approach, Below C2Binary“22600”
InstrumentationBinary“22586”, “27279”, “27280”, “22840”, “22841”, “22842”, “22843”, “22844”, “22845”, “22846”, “22847”, “22849”, “22853”, “22854”, “22859”, “63051”, “22513”, “22514”, “20650”, “22845”, “22846”, “22847”
General anesthesiaBinary
InpatientBinary (0=outpatient)
Outcome90-day High resource utilizationBinaryAggregate variable of spine imaging, pain medication orders, ED/UC visits, spine surgeon office visits, and referrals

Model development

We built separate predictive models for cervical fusion and decompression using stratified five-fold cross-validation, repeated across ten independent iterations. Four Python classification models were used: Elastic Net, Support Vector Machine, Balanced Random Forest (BRF), and Extreme Gradient Boosted Tree. In addition, a six-layer neural network was implemented using TensorFlow. To address the issue of class imbalance, inverse class weighting was used when appropriate. For models supporting early stopping, 10% of the dataset was randomly reserved. Missing values were handled using Multivariate Imputation by Chained Equations by using the MiceForest package in Python. Model hyperparameters were fine-tuned through a nested five-fold cross-validation framework using the Ray TuneSearchCV algorithm [ Supplemental Table 3 ].

Supplemental Table 3
Hyperparameter search spaces
RF - Random forest; ENet - Elastic net; XGB - Extreme gradient boosted; SVC - Support vector classification

ModelParameterDescriptionSearch space
RFn_estimatorsNumber of trees used in the forestUniformInt (50, 250)
max_featuresNumber of features to observe when determining next splitUniformInt (2, n_features)
max_depthMaximum depth of the treeUniformInt (1, 25)
min_samples_splitMinimum number of samples required to split an internal nodeUniformInt (2, 10)
min_samples_leafThe minimum number of samples required to be at a leaf nodeUniformInt (1, 5)
XGBoostn_estimatorsThe number of boosting roundsUniformInt (50, 250)
max_depthThe maximum depth of a treeUniformInt (2, 10)
subsampleThe fraction of samples to be used for fitting the individual base learnersUniformFloat (0.5, 1.0)
learning_rateThe learning rate (shrinkage)UniformFloat (0.1, 0.5)
colsample_bytreeThe subsample ratio of columns when constructing each treeUniformFloat (0.5, 1.0)
colsample_bylevelThe subsample ratio of columns for each levelUniformFloat (0.5, 1.0)
min_child_weightThe minimum sum of instance weight (hessian) needed in a childUniformInt (1, 10)
gammaThe minimum loss reduction required to make a further partition on a leaf nodeUniformFloat (0, 1.0)
reg_lambdaL2 regularization term on weightsExp(UniformFloat (1e-2, 1e2))
reg_alphaL1 regularization term on weightsExp(UniformFloat (1e-2, 1e2))
ENetCInverse of regularization strength, smaller values specify stronger regularizationExp(UniformFloat (1e-2, 1e2))
L1_ratioThe ElasticNet mixing parameter, with 0≤L1_ratio ≤1. For L1_ratio=0 the penalty is an L2 penalty. For L1_ratio=1 it is an L1 penaltyUniformFloat (0, 1)
Linear SVCCRegularization parameter. The strength of the regularization is inversely proportional to CExp(UniformFloat (1e-2, 1e2))

The ASA classification was used in the binary logistic regression to set a benchmark for performance. The mode of each training set partition was used to handle missing values.

Model analysis

Performance of the final models was assessed on the hold-out testing set using Area Under the Receiver Operating Characteristic curve (AUROC) as the primary metric. The model with the highest mean AUROC and corresponding confidence intervals (based on standard deviation) was selected for further analysis. Sensitivity and specificity metrics were also determined for this model. To assess feature importance, we applied tree-dependent Shapley values using the SHAP package in Python on the final trained model, highlighting the ten most influential features for cervical fusion and decompression procedures [ Figure 1 ].

Figure 1 Top 10 SHAP features for cervical spine surgery models. Cervical Fusion Variables span several domains across patient demographics, preoperative diagnoses, and preoperati…
Figure 1 Top 10 SHAP features for cervical spine surgery models. Cervical Fusion Variables span several domains across patient demographics, preoperative diagnoses, and preoperative medication usage

RESULTS

We included 4480 unique anterior and posterior cervical decompression and fusion surgeries in our analysis. On average, a patient in the cohort was 56.5 years old (SD 12.6), had a BMI of 29.4 (SD 6.21), and 47.8% were female. Most variables did not have missing data [ Supplementary Table 4 ]. Within the fusion cohort, the 75 th percentile thresholds for office visits, specialist referrals, ED/UC visits, pain medication prescriptions, and spine imaging orders were 3, 2, 0, 7, and 6, respectively. Of the cervical fusion surgeries, 12% of cases were identified as high health utilization.

Supplemental Table 4
Summary statistics and missing data
SD - Standard deviation, BMI - Body mass index, NSAIDs - Nonsteroidal anti-inflammatory drugs

VariableCervical fusion summary statistics
ContinuousMean±SDMissing countMissing percent
BMI29.42±6.21160.36
Age56.48±12.6300
OR length236.64±107.2700
CategoricalTrue countPercent trueMissing countMissing percent
Female214247.8100
AIDS and HIV270.600
Lymphoma45100
Paralysis50.1100
Psychoses180.400
Depression99722.2500
Drug abuse932.0800
Weight loss551.2300
Coagulopathy1292.8800
Alcohol abuse1403.1200
Liver disease2234.9800
Renal failure2224.9600
Hypothyroidism52411.700
Valvular disease2124.7300
Blood loss anemia210.4700
Deficiency anemia1864.1500
Metastatic cancer2736.0900
Cardiac arrhythmia46510.3800
Rheumatoid arthritis3197.1200
Diabetes complicated2034.5300
Diabetes uncomplicated74616.6500
Congestive heart failure1673.7300
Hypertension complicated270.600
Chronic pulmonary disease81418.1700
Solid tumor without metastasis3988.8800
Hypertension uncomplicated207446.2900
Other neurological disorder2315.1600
Peripheral vascular disorder1924.2900
Pulmonary circulation disorder1272.8300
Fluid and electrolyte disorders1353.0100
Peptic ulcer disease excluding bleeding1403.1200
Validation cur tobacco2826.2900
Validation fmr tobacco3367.500
Shx cervical fusion142831.8700
Shx cervical surgery83718.6800
Shx thoracolumbar fusion2285.0900
Shx thoracolumbar surgery3938.7700
Shx unspecified spine fusion1974.400
Shx unspecified spine surgery3858.5900
Cpt acdf35397900
Cpt pcdf c2below103623.1200
Cpt pcdf occiput c2541.2100
Cpt pcdf c1c2360.800
Lumbar stenosis3748.3500
Lumbar spondylosis531.1800
Lumbar disc disorders2966.6100
Cervical disc disorders152434.0200
Cervical stenosis147032.8100
Cervical spondylosis170.3800
Cervical disc herniation98922.0800
Lumbar disc herniation1513.3700
Spine preop pseudoarthrosis post fusion130.2900
Spine preop post laminectomy syndrome400.8900
ACE inhibitor4069.0600
ARB3197.1200
Antidepressant83718.6800
Beta 2 agonist71916.0500
Beta blocker206546.0900
Benzodiazepine194743.4600
Immunosuppressant258057.5900
NSAID106523.7700
Opioid305568.1900
Anti-psychotic197744.1300
Neuromodulator113925.4200
Bisphosphonate70.1600
Loop diuretic1282.8600
Thiazide diuretic2645.8900
Cinacalcet10.0200
Insulin2455.4700
Oral diabetes2275.0700
Calcium supplement99322.1700
Vitamin D supplement2706.0300
Multilevel procedure299366.8100
Instrumentation417093.0800
General anesthesia use435597.82280.62
Inpatient procedure410791.6910.02
High health utilizer55212.3200

Cervical fusion health utilization outcomes were best predicted by the BRF model, which achieved an AUROC of 0.772 ± 0.007, significantly higher than the ASA benchmark model of 0.614 ± 0.007 [ Table 1 ]. Of the top-ten most important features determined by SHAP, 8 of the 10 were positively associated with high healthcare utilization. These variables include OR Duration, preoperative neuromodulator use at 90 days, preoperative opioid use at 90 days, preoperative immunosuppressant use at 90 days, preoperative benzodiazepine use at 90 days, C2 and below (subaxial) posterior cervical decompression and fusion (PCDF) procedure, preoperative beta blocker use at 90 days, and a medical history of depression. Anterior cervical decompression and fusion (ACDF) procedures were indicated to be protective of high health utilization, and age at the time of procedure was deemed insignificant.

Table 1
Machine learning algorithm performance for anterior and posterior cervical decompression and fusion cohort
ASA - American society of anesthesiologists; NN - Neural network; AUC - Area under the curve; CI - confidence interval; RF - Random forest; ENet - Elastic net; XGB - Extreme gradient boosted tree; SVC - Support vector classification

ModelFusion AUC (CI)
RF0.772 (0.007)
ENet0.77 (0.008)
XGB0.766 (0.007)
Linear SVC0.763 (0.008)
NN0.756 (0.008)
ASA0.614 (0.008)

DISCUSSION

To the best of our knowledge, the presented retrospective study is the first to apply ML techniques to predict high outpatient healthcare utilization after anterior or posterior cervical spine surgery. Several tested models outperformed the ASA clinical benchmark prediction; of note, the balanced random forest classifier demonstrated the highest performance, with an Area under the curve of 0.772, sensitivity of 0.646, and specificity of 0.752, and therefore was a significantly more balanced predictor of utilization than the logistic regression baseline. SHAP analysis revealed the most pertinent features for prediction, including time spent in the OR, preoperative neuromodulator use, opioid use, and benzodiazepine exposure, followed by beta blocker and immunosuppressant use and age. Taken together, our models provide an objective gauge of the most important determinants of outpatient healthcare utilization with a considerable degree of confidence and discrimination relative to the current gold standard. Importantly, these findings suggest that even in the absence of surgical variables or postoperative data, patients at elevated risk for ED revisits and need for advanced imaging, pain medication refills, and specialist refills within 90 days of surgery can be effectively identified using such approaches.

As the volume of clinical data available and our understanding of multifactorial influences on outcomes following spine surgery grow, ML models are commonly deployed to elucidate the predictive significance of individual patient care attributes. Arvind et al . highlighted that ML models that incorporated comorbidities derived from the EHR outperformed the ASA classification in predicting adverse events following ACDF.[ 13 ] Similarly, Han et al . found that nonclinical factors, such as Medicaid status and ED visit history, are also significantly prognostic.[ 14 ] Our findings further underline the importance of such holistic considerations, moving beyond analyses emphasizing readmission alone, and address a dimension that current studies do not heavily value.

Our findings successfully capture several key predictors.[ 4 ] Across all tested models, preoperative prescriptions – particularly those associated with psychiatric diagnoses and chronic illnesses – demonstrated high feature importance. Preoperative opioid, neuromodulator, and benzodiazepine use were among the most consistently significant predictors of high postoperative healthcare utilization. These findings are consistent with the literature; preoperative opioid use is a strong predictor of continued postoperative opioid dependence, worse pain control, and higher complication rates, particularly in cervical spine surgery patients.[ 15 , 16 , 17 ] Kalakoti et al . demonstrated that among cervical fusion patients, chronic opioid therapy is associated with significantly higher odds of 90-day ED visits and reoperation rates.[ 18 ] A similar study corroborated these findings, further highlighting that preoperative opioid use is associated with continued postoperative dependence and may compound rates of postoperative healthcare resource access.[ 19 ] Benzodiazepine and neuromodulator use also often reflects underlying psychiatric comorbidities, chronic pain syndromes (particularly neuropathic), and psychosocial needs, which may contribute to complex recovery trajectories and are not well captured by traditional surgical risk scoring systems. At baseline, such patients may experience amplified perceived pain, stifled functional recovery, and difficulties with medication withdrawal; with the addition of surgical intervention, this likely leads to more frequent ED visits or uncontrolled symptoms requiring extensive follow-up.[ 20 , 21 ] However, more rigid indices such as the ASA or Charlson Comorbidity Index do not capture such factors in depth.[ 13 ] Medication-based indicators of chronic illness and mental health must be integrated for more accurate prediction of outpatient needs.

Preoperative use of beta blockers and immunosuppressants is similarly associated with systemic illness, such as cardiovascular disease and autoimmune disorders. These are established risk factors among spine surgery patients, predisposing individuals to perioperative instability, reduced physiologic reserve, and delayed mobilization secondary to poor wound healing and increased risk of infection.[ 22 , 23 ] Even when surgery-related complications are managed, these patient populations are known to require more prudent follow-up given greater baseline risk and burden.[ 23 , 24 ] Taken together, these results reinforce the narrative that postoperative outcomes are shaped less by single-point surgical decisions and more by a patient’s longitudinal engagement with the healthcare system. Incorporating such medication patterns into surgical planning and discharge workflows may enable earlier identification of at-risk patients and help mitigate downstream healthcare burden or fragmentation in transition of care.

We also flag traditional drivers of healthcare utilization in our findings. Longer operative times, age, and posterior fusions below C2 are expectedly associated with greater adverse predictions.[ 25 , 26 ] These are well-documented characteristics in the literature, as patients belonging to high-risk populations and those undergoing greater degrees of spinal intervention have a greater likelihood of needing more extensive postoperative support.[ 27 , 28 ] Our findings also support the commonly cited “protective” effects of an anterior versus posterior surgical approach. National registry studies have reported that PCDF is associated with greater patient mortality, higher complication rates, and longer hospital stays than ACDF, even after adjusting for case complexity.[ 29 , 30 , 31 ] PCDF is generally a more extensive procedure and is reserved for advanced pathology, likely contributing to the need for increased postoperative monitoring. Older age can amplify many of these challenges, as elderly patients have both reduced physiological resilience and a greater likelihood of presenting with comorbidities requiring concurrent follow-up postoperatively. These findings highlight the need for careful personalization of surgical paradigms to patients, especially those with vulnerabilities that may be exacerbated by intensive intervention.[ 32 ]

Our findings are particularly significant in underscoring how cervical spine surgery protocols can be shaped to better serve at-risk patient populations, moving beyond just considerations of risk of readmission. Several predictors in our cohort are modifiable within the bounds of preoperative care, and thus, management can be accordingly tailored if these factors are acknowledged in care planning. Preoperative use of opioids and benzodiazepines can be tapered if patients receive coordinated psychiatric care, as weaning protocols have been shown to improve outcomes.[ 33 ] Groups have employed a range of strategies among spine surgery patients, from tapering plans with complementary telephone counseling to preoperative educational programs to mitigate opioid use.[ 34 , 35 ] Similarly, increased neuromodulators should be recognized in patients, who may additionally benefit from multidisciplinary pain management workflows. These upstream changes may attenuate resource-intensive, delayed recoveries. Such efforts also stand to mitigate psychosocial stressors that may drive unnecessary healthcare encounters. Among patients with chronic conditions necessitating immunosuppressants or beta blockers, optimized medical clearance with comprehensive infection prophylaxis or tighter control of cardiovascular conditions may prevent the long-term utilization that our models capture. The standardization of these evidence-based protocols for groups of patients stands to bolster more efficient resource utilization, shorten hospital stays, and improve patient satisfaction. Future work should focus on integrating a broader range of patient socioeconomic-level data and multimodal data, such as patient imaging, to enhance predictive value.[ 36 ] The evolution of prognostic scales away from generics and instead toward patient-calibrated metrics serves to improve patient care on all fronts, contributing to the growing paradigm of proactive, personalized resource distribution.

Although the presented findings are significant, there are several limitations to the study. Our data is derived from a single institution and tertiary care center, limiting the generalizability of our findings to other varied care settings. Further, EHR data does not presently include patient reported outcomes to characterize true patient satisfaction or intraoperative details, particularly to characterize subjective drivers – such as perceived pain – of continued utilization. EHR limitations also extend to our definition of high utilization, which may not capture visits outside of our institutional network. Third, our follow-up window is limited to 90 days and may therefore not wholly capture a spectrum short- and long-term healthcare utilization, such as hardware issues or those pertaining to adjacent segment disease. Finally, while our models demonstrated balanced performance, class imbalance apparent across certain categories would be resolved by a larger dataset.

CONCLUSION

We believe that our study provides a modeling approach for significant, data-driven assessments of postoperative healthcare utilization among cervical spine surgery. With further validation and refinement of these tools, we strongly believe that these models can be a valuable tool for spine surgeons.

Conflicts of interest

There are no conflicts of interest.

Funding Statement

Nil.

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ИП Урсолов Владлен Сергеевич

ИНН 500118482352 · ОГРНИП 314500117700049

Реквизиты и контакты