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Molecular psychiatry · 2026

Clinical innovations and future directions of nanoparticles in the treatment of psychiatric and neurological disorders.

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Zhu TT, Liu PM, Hashimoto K, Yang JJ

Аннотация

Nanoparticles (NPs) provide a versatile toolkit for psychiatry and neurology by leveraging tunable size, surface chemistry, and payload control to overcome long-standing barriers in central nervous system (CNS) therapy. Lipid, polymeric, inorganic, and hybrid NPs can be engineered to traverse the blood-brain barrier (BBB) via receptor/transporter pathways, target specific cell types, and deliver sustained or stimuli-responsive release. Beyond drug delivery, NPs improve imaging, enable gene/RNA therapeutics, and support anti-inflammatory and neuroprotective strategies, advancing precision medicine. Preclinical studies in depression, schizophrenia, Alzheimer's disease, and Parkinson's disease show superior exposure, target engagement, and behavioral or cognitive benefits versus free drugs, including photothermal/photodynamic and nanobody-based approaches. Clinically, translation remains early: a handful of CNS-directed candidates (e.g., gold-based bioenergetic agents, intranasal lipid formulations, liposomal modulators) are in trials, while approvals largely lie outside CNS indications. Key hurdles include variable BBB integrity, immunogenicity and protein-corona effects, manufacturing and stability constraints, and limited effect-site exposure-response data in humans. This review outlines a translational playbook: model-informed development linking formulation to brain interstitial exposure; Quality-by-Design chemistry, manufacturing, and controls (CMC); stratified, adaptive trials with population PK/PD and harmonized biomarkers; and proactive safety monitoring with long-term registries. We also highlight NP strategies targeting the gut-brain axis-delivering probiotics, metabolites, or antimicrobials-as complementary routes to modulate neuroinflammation and circuit function. With rigorous clinical science, manufacturing quality, and safety governance embedded from the outset, nanotechnology is positioned to deliver safer, more effective, and potentially disease-modifying therapies for CNS disorders.

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Introduction

Psychiatric and neurological disorders remain a substantial unmet medical need because of their complexity, high prevalence, and limited treatment options. Conditions such as depression, schizophrenia, Alzheimer’s disease (AD), and Parkinson’s disease (PD) are major contributors to global disability, diminish quality of life (QOL), and create significant socioeconomic burden [ 1 – 4 ]. Current therapies are largely symptomatic, with modest efficacy, delayed onset, and adverse effects that can hinder adherence and outcomes. These challenges are compounded by the blood-brain barrier (BBB), which restricts delivery of many therapeutics to the brain and limits the impact of conventional drugs. Consequently, innovative strategies are urgently needed to improve efficacy, enhance safety, and target disease mechanisms to deliver more effective and accessible care [ 5 , 6 ].

Nanoparticles (NPs) offer transformative potential for the central nervous system (CNS), addressing key barriers in diagnosis and therapy. Owing to their unique physicochemical properties, NPs can be engineered to cross the BBB and enable targeted delivery to specific brain regions with greater precision and fewer side effects [ 7 , 8 ]. NPs also expand imaging and tracking capabilities for earlier diagnosis and longitudinal monitoring, and they support gene therapy, neuroprotection, and anti-inflammatory interventions—core elements of personalized medicine [ 6 ]. As research advances, NP platforms may help shift CNS care toward safer, more effective, and potentially disease-modifying treatments that address pressing unmet needs in neuroscience.

In this article, we review the current landscape of NP applications in psychiatric and neurological disorders and outline future perspectives for their clinical translation.

Overview of psychiatric and neurological disorders

Psychiatric (e.g., major depressive disorder, schizophrenia) and neurological disorders (e.g., AD, PD) account for a leading share of global disability [ 1 – 4 , 9 ]. Convergent mechanisms include neuroinflammation with microglial priming, mitochondrial/oxidative stress, proteostasis failure (amyloid-β [Aβ]/tau; α-synuclein), synaptic and circuit dysfunction, and impaired neurovascular/BBB integrity [ 10 – 12 ]. Therapeutic progress is constrained by heterogeneous etiologies, clinical detection that lags molecular onset, and limited CNS exposure of drugs. These cross-cutting challenges motivate delivery technologies that (i) improve brain exposure predictably, (ii) target disease-relevant cell types/pathways, and (iii) enable multimodal intervention [ 13 , 14 ].

Standard agents face low brain bioavailability, off-target toxicity at doses required for CNS effect, poor solubility/stability, and narrow therapeutic windows; disease heterogeneity and comorbidities further complicate dose selection and endpoint sensitivity. NPs can (a) enhance BBB transit (receptor-mediated transcytosis; intranasal), (b) stabilize and solubilize fragile payloads (peptides, siRNA, phytobioactives), (c) provide controlled and stimuli-responsive release aligned to disease chronobiology, and (d) enable multi-target combinations within a single vehicle—properties that directly address these gaps [ 13 – 15 ].

Nanoparticles (NPs)

Structure of nanoparticles

Research on NPs for psychiatric and neurological disorders has rapidly expanded, centering on four primary classes: lipid-based NPs, polymeric NPs, inorganic NPs, and hybrid NPs. Below, we overview these commonly used types (Fig. 1 ).

Fig. 1 Schematic illustration of nanoparticles. A Lipid-based NPs. B Polymeric NPs. C Inorganic NPs. D Hybrid NPs. Each NP class includes multiple subclasses, with some of the mos…
Fig. 1 Schematic illustration of nanoparticles. A Lipid-based NPs. B Polymeric NPs. C Inorganic NPs. D Hybrid NPs. Each NP class includes multiple subclasses, with some of the most common types highlighted here. NPs: nanoparticles. Part of the figure was created using resources from Biorender.com.

Lipid-based NPs

Lipid-based NPs are generally spherical nanostructures comprising at least one lipid bilayer surrounding an internal aqueous core. They are broadly classified as liposomes and lipid NPs (LNPs) (Fig. 1A ) [ 13 , 16 ]. Liposomes are vesicles formed from amphiphilic phospholipids with hydrophilic heads and hydrophobic tails, mimicking biological membranes and offering high biocompatibility and biodegradability [ 17 ]. This architecture enables encapsulation of hydrophilic drugs in the core and hydrophobic drugs within the lipid bilayer [ 16 ].

LNPs are a newer generation of lipid carriers composed of a more complex mixture of lipids, including phospholipids, cholesterol, and pegylated lipids [ 18 ]. Phospholipids and cholesterol contribute to stability and facilitate membrane fusion, whereas pegylated lipids reduce nonspecific protein binding, increasing circulation time and drug stability [ 19 ]. Owing to these features, LNPs are widely regarded as ideal nanocarriers for nucleic-acid therapeutics. Their relatively straightforward formulation, high biocompatibility, favorable bioavailability, and low toxicity have made LNPs the most common type of FDA-approved nanomedicine [ 17 , 20 , 21 ].

Polymeric NPs

Polymeric NPs are synthesized from natural polymers (e.g., dextran, chitosan) or synthetic polymers [e.g., poly(lactide-co-glycolic acid) (PLGA), poly(dimethylsiloxane) (PDMS)], enabling diverse compositions and architectures [ 8 , 22 ]. This versatility supports subclasses such as polymeric micelles, polymersomes, and dendrimers (Fig. 1B ) [ 23 – 25 ].

Polymeric micelles are spherical nanostructures with a monolayer shell, featuring a hydrophobic core and hydrophilic corona [ 26 , 27 ]. Polymersomes are vesicles with a bilayer shell of amphiphilic polymers—resembling liposomes—that improve drug stability and retention, thereby enhancing bioavailability [ 28 , 29 ].

Dendrimers are monodisperse, hyperbranched macromolecules bearing numerous surface functional groups, enabling multivalent binding and ligand attachment for targeted CNS delivery [ 30 , 31 ].

In summary, polymeric NPs offer straightforward formulation, facile surface modification, and high biocompatibility, making them promising vehicles for brain drug delivery. Remaining challenges include particle aggregation and potential toxicity, which have limited the number of polymer-based nanomedicines approved for clinical use [ 21 ].

Inorganic NPs

Inorganic NPs are widely used for intracerebral delivery and imaging, including gold NPs, silica NPs, and magnetic NPs (Fig. 1C ). Like polymeric systems, they can be ligand-modified to improve BBB transit [ 17 , 32 ]. Their unique physicochemical, electrical, optical, and magnetic properties permit controlled drug release via external stimuli (e.g., infrared light, ultrasound, magnetic fields). They also enable non-invasive imaging modalities, including MRI and photoacoustic imaging (PAI) [ 25 , 33 ].

Gold NPs (AuNPs), via photothermal effects, are effective for diagnosis and treatment of CNS diseases [ 34 , 35 ]. Mesoporous silica NPs encapsulate drugs with tunable loading and release via pore size and surface modification [ 25 , 36 ]. Magnetic iron-oxide NPs—primarily maghemite (Fe 2 O 3 ) or magnetite (Fe 3 O 4 )—exhibit paramagnetism suited to MRI-guided delivery and tumor imaging [ 37 , 38 ].

Despite these advantages, clinical translation remains limited by issues such as low solubility and potential cytotoxicity associated with certain inorganic materials [ 39 , 40 ].

Hybrid NPs

Hybrid NPs combine two or more nanomaterial types to enhance versatility and physicochemical performance. By integrating complementary strengths, these systems can improve delivery efficiency, targeting precision, and biocompatibility. Common examples include polymer–lipid NPs and lipid–inorganic NPs (Fig. 1D ). Polymer–lipid NPs leverage polymer stability with high lipid drug-loading, enabling sustained release [ 41 ]. Lipid–inorganic NPs combine photothermal or magnetic functionality with lipid biocompatibility, supporting applications in cancer therapy, imaging, and diagnosis [ 42 ].

Although multifunctional designs allow hybrid NPs to meet complex therapeutic needs beyond single-component systems, challenges persist, including preparation complexity, component compatibility, and potential toxicity. Addressing these issues will improve performance and safety and maximize biomedical impact.

Toxicology and long-term fate

Inorganic and hybrid NPs may undergo reticuloendothelial uptake with chronic tissue retention (liver, spleen, lymph nodes, occasionally brain). Dissolution, ion release, and catalytic surface reactions can drive oxidative stress and immunotoxicity [ 43 , 44 ]. We recommend tiered testing: (i) acute/sub-chronic GLP (good laboratory practice) toxicology with dose escalation; (ii) kinetics of organ burden and clearance; (iii) neurobehavioral panels; (iv) immune profiling (complement activation, cytokines); and (v) reproductive/developmental assessments where relevant. Systems toxicology—including transcriptomics and metabolomics—can reveal subclinical liabilities missed by histopathology.

Manufacturing, scalability, and regulatory considerations

Under quality-by-design and CMC (chemistry, manufacturing, and controls) principles, reproducibility hinges on controlling critical quality attributes (CQAs): size/PDI, zeta potential, payload encapsulation, release kinetics, endotoxin level, and residual solvents. Common failure modes include batch-to-batch variability, aggregation during scale-up, and storage-related drift (hydrolysis/oxidation, ligand shedding). Orthogonal analytics and accelerated/real-time stability testing under ICH (International Council for Harmonisation of Technical Requirements for Pharmaceuticals for Human Use) conditions are essential.

For surface chemistry and ligands, targeting ligands require validated conjugation stoichiometry, serum stability, and retention of affinity post-manufacture [ 45 ]. Regarding the protein corona, in vivo corona composition can redirect biodistribution and mask ligands; pre-coating strategies and zwitterionic/PEGylated surfaces may mitigate these effects, but human plasma testing is necessary to avoid species-specific artifacts [ 46 ]. Finally, for regulatory path, early FDA/EMA engagement on combination-product designation, device dependency (e.g., light/ultrasound), and in vitro–in vivo correlation for release is recommended. Alignment with ICH Q8–Q12 principles supports lifecycle management.

Functions of NPs

Drug delivery

Brain diseases such as depression, schizophrenia, AD, and PD are among the leading causes of disability worldwide [ 2 ]. First-line therapeutics often struggle to cross the BBB, greatly limiting their effectiveness [ 47 ]. Approaches such as temporary BBB opening or local surgical implantation can bypass the barrier but risk introducing toxic molecules into the CNS [ 17 , 48 , 49 ]. By contrast, NP-based delivery systems can transport therapeutic agents into the CNS without compromising BBB integrity (Fig. 2A ) [ 50 ].

Fig. 2 Graphical overview of NP-mediated drug delivery and targeted therapy for psychiatric and neurological disorders. A Nanoparticles (NPs) modified with specific ligands bind t…
Fig. 2 Graphical overview of NP-mediated drug delivery and targeted therapy for psychiatric and neurological disorders. A Nanoparticles (NPs) modified with specific ligands bind to receptors on brain endothelial cells, initiating receptor-mediated endocytosis to deliver therapeutic drugs across the blood-brain barrier (BBB) to the central nervous system (CNS). B Dual and multi-targeted NPs feature a BBB-targeting component (e.g., transferrin (Tf)) to enhance BBB penetration and at least one component targeting pathological sites, enabling precise delivery of therapeutic drugs to affected tissues and cells within the brain for site-specific therapy. Part of the figure was created using resources from Biorender.com.

Although the BBB excludes many drugs, brain capillary endothelial cells express transporters and receptors that selectively import essential nutrients (e.g., insulin receptor, transferrin receptor, glucose transporter-1) [ 51 ]. NPs functionalized with corresponding ligands or substrates (e.g., insulin, transferrin, glucose) can bind these proteins, triggering receptor- or transporter-mediated uptake and enabling targeted CNS delivery [ 52 ]. Thus, NP-based delivery provides a promising path to more effective treatment of CNS disorders.

Targeted therapy

Molecular markers uniquely expressed in diseased brain cells enable opportunities for diagnosis, prognosis, and prediction of treatment response [ 53 – 55 ], aligning with the rise of precision medicine [ 56 ]. However, the BBB often prevents conventional drugs from reaching target molecules within abnormal brain tissue, limiting therapeutic efficacy [ 47 ]. Dual- and multi-targeted nanomedicines address this challenge: by decorating NP surfaces with ligands that engage both BBB transport (e.g., receptor-mediated transcytosis) and disease-specific markers, these carriers can cross the BBB and deliver payloads precisely to pathological sites (Fig. 2B ) [ 52 , 57 ]. Such site-specific strategies have the potential to substantially enhance efficacy across brain diseases.

Controlled drug release

Over the past decades, NP platforms have enabled not only improved barrier traversal but also precise control over drug release [ 58 , 59 ]. Conventional oral or intravenous drugs are often rapidly metabolized, necessitating frequent dosing to maintain therapeutic concentrations—leading to fluctuating exposure, reduced adherence, and higher risk of toxicity [ 60 , 61 ]. NP-based controlled-release systems mitigate these issues via two principal modes: sustained release and stimuli-responsive release.

Sustained release is achieved by modulating diffusion through an insoluble shell or matrix, or by tuning the degradation rate of biodegradable carriers. Stimuli-responsive systems use materials that react to defined triggers—pH, enzymes, temperature, light, ultrasound, or magnetic/electric fields—to control release in real time and on demand (Fig. 3A ) [ 58 , 62 ]. Selection of a release strategy should reflect disease biology and clinical workflow: chronic neurodegenerative conditions such as AD and PD may benefit from slow, sustained exposure, whereas certain brain tumors with circadian-linked activity may be better suited to stimuli-responsive NPs [ 63 , 64 ].

Fig. 3 Nanoparticle-based controlled drug release and overview of nanodiagnostics for CNS disorders. A Nanoparticle (NP)-based controlled drug release is triggered by stimuli, inc…
Fig. 3 Nanoparticle-based controlled drug release and overview of nanodiagnostics for CNS disorders. A Nanoparticle (NP)-based controlled drug release is triggered by stimuli, including magnetic field, heat, light, enzymes, ultrasound, and pH changes. B Representative NPs—including magnetic NPs, quantum dots, and gold NPs—with various modifications (e.g., antibodies, proteins, fluorescent probes, aptamers, and small molecules) are utilized to enhance diagnosis and monitoring techniques such as magnetic resonance (MR), fluorescent labeling (FL), photoacoustic (PA), positron emission tomography (PET), and Raman imaging. Figure was created with BioRender.com.

PK/PD considerations for CNS nanomedicines

Pharmacokinetic (PK) and pharmacodynamic (PD) analyses are essential for widening therapeutic windows, characterizing dose–response, and optimizing release-modulation strategies. Translation requires a quantitative linkage between formulation attributes and effect-site exposure. Key parameters include: (i) release kinetics (burst vs. sustained; zero-order vs. stimuli-responsive), (ii) brain biophase exposure (free payload and intact NP), (iii) the therapeutic window (on-target efficacy vs. neuro/cardiopulmonary toxicity), and (iv) dose–response characterization with hysteresis mapping to detect tolerance or depot effects. Mechanisms of release modulation—diffusion, erosion, desorption, and stimuli (pH, enzymes, light, ultrasound, magnetic fields)—should be matched to disease chronobiology [ 59 , 65 , 66 ].

Reduced side effects

In treating brain-related diseases, conventional drug delivery systems—typically administered intravenously or orally—remain standard in clinical practice. However, free drugs lack specificity for pathological sites, can damage healthy tissues, and often cause adverse side effects [ 67 ]. Because the BBB restricts entry of many agents, only a small fraction reaches the brain; repeated dosing is often required to achieve therapeutic effects, further increasing toxicity risk [ 47 , 62 , 68 ].

NP-based delivery platforms mitigate these limitations by: (1) preventing rapid degradation or elimination, prolonging plasma half-life; (2) enhancing transport across the BBB to improve bioavailability; (3) enabling targeted delivery to specific cells or tissues, maximizing efficacy while minimizing systemic exposure; and (4) allowing precise control of release rates to stabilize concentrations and reduce dosing frequency and amount [ 58 , 69 ]. Consequently, NP-based systems show strong potential to reduce the side effects associated with traditional drug treatments.

Improved diagnosis and monitoring

As early diagnosis increasingly shapes outcomes and prognosis, many conventional techniques still struggle to detect disease in its earliest stages [ 70 ]. NP-based diagnostics can enhance sensitivity, accuracy, and speed by amplifying detection signals and simplifying workflows, thereby improving biomarker detection for earlier intervention [ 71 , 72 ].

Among NP materials, magnetic NPs, quantum dots (QDs), and gold NPs lead current nanodiagnostics (Fig. 3B ) [ 73 ]. Magnetic NPs can be functionalized with antibodies or probes to capture targets and, under an external magnetic field, enable rapid separation and purification to boost detection rates [ 74 , 75 ]. They can also support brain drug delivery while allowing MRI-based monitoring of treatment response [ 76 ]. QDs offer resistance to photobleaching, broad excitation, and narrow emission spectra—overcoming limitations of traditional dyes and making them well suited to fluorescent labeling [ 77 ]. Gold NPs exhibit distinctive surface plasmon resonance; aggregation-dependent color changes enable rapid, straightforward detection [ 78 ]. Overall, nanodiagnostics is an emerging field that leverages NP properties to improve existing methods and enable new detection technologies [ 79 ].

Novel therapeutic approaches

NP-mediated phototherapy—including photothermal therapy (PTT) and photodynamic therapy (PDT)—offers a targeted approach to brain tumors. Compared with surgery, radiotherapy, and chemotherapy, NP-enabled phototherapy can concentrate action within tumor tissue, reducing collateral damage and addressing some mechanisms of drug resistance [ 80 ]. In PTT, photothermal agents such as gold or iron-oxide NPs absorb near-infrared (NIR) light and convert it to heat to ablate tumor cells; tumor-targeting ligands improve precision and help spare healthy tissue [ 81 ]. In PDT, photosensitizers (PS) activated by specific wavelengths generate reactive oxygen species (ROS) that kill tumor cells; NP loading improves PS solubility and specificity, enabling efficient, selective treatment [ 82 ].

Overcoming drug resistance

Drug resistance—common in refractory disease—arises when pathogens or tumor cells evolve to withstand one or more agents, degrading outcomes [ 83 , 84 ]. Although multidrug regimens can delay resistance, conventional combinations often show limited efficacy and higher toxicity due to uneven distribution and divergent pharmacokinetics [ 85 , 86 ]. NP-based combination strategies address these issues by co-delivering multiple therapeutics with controlled stoichiometry and synchronized pharmacokinetics directly to diseased cells [ 87 ]. Examples include cancer-directed systems that pair chemotherapies with pro-apoptotic agents or combine anti–multidrug-resistance inhibitors with siRNA for targeted effects [ 88 – 90 ].

In summary, NPs provide multifunctional capabilities for CNS applications: as carriers, they improve solubility and stability while enabling targeted, controlled delivery across the BBB via surface modifications; as responsive materials, they leverage endogenous and exogenous stimuli for diagnostics and therapy. Together, these features support enhanced efficacy with reduced side effects in CNS disorders.

Preclinical studies

While the benefits of NPs in diagnosing and treating CNS disorders are widely acknowledged, most nanomedicine research necessarily relies on preclinical models for safety and ethical reasons—an essential step toward clinical translation [ 91 ]. Clinical efficacy in CNS therapy remains limited, largely because the BBB prevents most drug molecules from reaching the brain. The complex, multifactorial pathogenesis of CNS disorders further complicates treatment, as single-target drugs often fail to address multiple neuropathological drivers. In addition, non-specific agents can produce toxic side effects that reduce adherence [ 47 , 67 , 92 ].

Recent advances in nanotechnology offer potential solutions. NPs can encapsulate therapeutics to improve solubility and bioavailability and, via surface modification, enable targeted delivery across the BBB. Crucially, NPs can co-load multiple agents to support multi-target strategies better suited to complex CNS pathologies [ 93 ]. In this section, we highlight recent preclinical studies, focusing on mechanisms and advantages relevant to psychiatric and neurological disorders.

Depression

NP-based delivery systems can cross the BBB and address several limitations of traditional antidepressant therapy [ 94 ]. Pairing NPs with antidepressants is a promising strategy to enhance efficacy by improving BBB penetration, targeted delivery, stability/solubility, and controlled sustained release [ 95 ]. For example, Jin et al. [ 96 ] developed a fluoxetine formulation using black phosphorus nanosheets that, under 808 nm NIR light, exhibits a photothermal effect to enhance BBB penetration, shortening onset and lowering systemic toxicity versus free fluoxetine. In a complementary strategy, fluoxetine-loaded chitosan NPs improved cognition, increased BDNF levels, and reduced hippocampal demyelination in a rat model compared with fluoxetine alone [ 97 ].

Beyond monoaminergic mechanisms, anti-inflammatory and antioxidant pathways are increasingly targeted in depression [ 98 , 99 ]. Because NP surfaces are readily engineered, they enable precise delivery to these pathways. Melatonin, for instance, has anti-inflammatory and antioxidant effects but limited BBB permeability [ 100 ]. Liu et al. [ 101 ] reported a light-responsive melatonin system (CAR-M-UZPM) modified with CTLA-4 to target M1-type microglia via CD86; under 980 nm NIR light, melatonin is released, inhibiting M1 polarization and inflammatory activation (Fig. 4 ), thereby enhancing therapeutic effects.

Fig. 4 Schematic diagram of the CAR-M-UZPM system structure and its immune regulation mechanism. The CAR-M-UZPM delivery system is a near-infrared (NIR) light-responsive melatonin…
Fig. 4 Schematic diagram of the CAR-M-UZPM system structure and its immune regulation mechanism. The CAR-M-UZPM delivery system is a near-infrared (NIR) light-responsive melatonin release platform, surface-modified with CTLA-4 to specifically bind to CD86 on M1 microglia. Upon 980 nm NIR irradiation, melatonin (MT) is effectively released, promoting the shift of pro-inflammatory M1 microglia to anti-inflammatory M2 microglia, thereby aiding immune regulation to prevent neuroinflammation associated with conditions like depression. Part of the figure was created using resources from BioRender.com.

Some nanomaterials also display intrinsic anti-inflammatory/antioxidant activity. CeO₂@BSA nanoclusters crossed the BBB, scavenged ROS, and alleviated depression-like behaviors in preclinical models [ 102 ]. Polydopamine (PDA) NPs—valued for combined diagnostic and therapeutic potential—harbor phenolic hydroxyl groups that scavenge free radicals and blunt acute inflammation [ 103 , 104 ]; PDA NPs reduced peripheral/central inflammation, repaired synaptic loss, and reversed depression-like behaviors in lipopolysaccharide (LPS)-treated mice [ 105 ]. In addition, PDA NP treatment improved cognitive deficits in LPS-treated mice [ 106 ]. Biochemical analyses further showed that short-term administration increased hippocampal DA, norepinephrine, and tyrosine levels, whereas prolonged treatment markedly elevated acetylcholine levels. This long-term enhancement of cholinergic signaling was mediated by activation of septo-hippocampal projections through DA D 2 receptor signaling in the medial septal nucleus. Taken together, these findings highlight PDA NPs as an effective carrier-free platform for targeted DA delivery that not only restores catecholaminergic tone but also recruits cholinergic circuits to improve cognitive dysfunction [ 106 ].

Ketamine and its enantiomers (esketamine, arketamine) remain important for neuropathic pain and depression [ 107 – 113 ]. To improve exposure and durability, Zhang et al. [ 114 ] created a sustained-release esketamine NP-hydrogel for application at the spinal nerve root, reducing hypersensitivity for ≥14 days after ligation and also alleviating depression-like behaviors in rodents.

Collectively, these studies indicate that NP platforms can (i) traverse the BBB, (ii) enable targeted, multi-pathway modulation (e.g., anti-inflammatory, antioxidant), and (iii) reduce systemic toxicity compared with free drugs. In addition, certain nanomaterials provide inherent bioactivity that may complement payload effects. Confirmation across independent laboratories and head-to-head comparisons versus optimized free drug will be important to guide translation.

Schizophrenia

Current antipsychotics—typical (e.g., haloperidol, chlorpromazine) and atypical (e.g., risperidone, olanzapine, clozapine)—are often limited by slow onset, restricted efficacy, and substantial side effects, including extrapyramidal symptoms and metabolic syndrome [ 115 , 116 ]. Conventional formulations face limited BBB permeability and low oral bioavailability, necessitating higher doses that increase dose-dependent adverse effects. Nanotechnology offers potential solutions: ligand-modified nanomedicines can enhance brain delivery and bioavailability; encapsulation can improve solubility, protect against degradation, and enable sustained release. Accordingly, nanoformulations have been explored for haloperidol, risperidone, paliperidone (the active metabolite of risperidone), olanzapine, and clozapine [ 117 – 119 ].

For example, given haloperidol’s poor solubility, Katare et al. [ 120 ] reported a dendrimer–haloperidol complex with >100-fold higher solubility, yielding increased brain and plasma concentrations. Similarly, Sawant et al. [ 121 ] designed aripiprazole-loaded poly(caprolactone) NPs for intranasal delivery, providing a noninvasive, brain-targeted approach.

Clozapine, effective for treatment-resistant schizophrenia, is constrained by adverse effects (e.g., agranulocytosis, myocarditis, pneumonia, ileus) and low oral bioavailability (<27%) due to first-pass metabolism [ 122 , 123 ]. To improve exposure, a solid-lipid nanoparticle system was reported in 2004 [ 124 ]. Building on this, Patel et al. [ 125 , 126 ] developed clozapine-loaded nanostructured lipid carriers and carbon dots for direct nose-to-brain delivery. Most recently, Funguetto-Ribeiro et al. [ 127 ] investigated clozapine-loaded polymeric nanocapsules functionalized with polysorbate 80, PEG, and chitosan to enhance bioavailability and reduce systemic side effects. These strategies may enable lower dosing and reduced monitoring, though further work is required to confirm the safety and effectiveness of clozapine NP formulations.

Long-acting injectable antipsychotics (LAIs) support schizophrenia management by maintaining therapeutic levels for weeks to months, reducing relapse risk, and improving adherence [ 128 , 129 ]. NP technologies can further refine LAIs via controlled, extended release to sustain exposure while minimizing adverse effects [ 130 ]. FDA-approved long-acting products for aripiprazole and paliperidone, while not strictly “nanomedicines,” employ microspheres/nanotechnology to achieve prolonged release and improved adherence.

In September 2024, the FDA approved KarXT (xanomeline plus trospium chloride) for adult schizophrenia. KarXT is the first antipsychotic to target muscarinic cholinergic receptors rather than dopamine receptors: xanomeline selectively activates M1/M4 receptors, modulating acetylcholine, dopamine, and glutamate pathways implicated in schizophrenia, while peripherally restricted trospium reduces cholinergic adverse effects [ 131 , 132 ]. Clinical studies indicate significant symptom reduction, with cholinergic and anticholinergic side effects observed [ 133 – 135 ]. To mitigate these effects, NP-based intranasal delivery of xanomeline could be explored as a potential alternative.

Overall, NP technologies can enhance antipsychotic therapy by improving brain delivery, enabling controlled release, and reducing systemic exposure—changes that may translate into better quality of life and outcomes for patients with schizophrenia.

Alzheimer’s disease (AD)

AD is characterized by β-amyloid (Aβ) plaques and tau-containing neurofibrillary tangles [ 136 ]. Many current candidates target these pathological mechanisms but are limited by low solubility, poor BBB permeability, and single-mechanism action, yielding at best short-term symptomatic relief without halting progression [ 92 , 137 ]. NPs offer an alternative by enabling delivery of anti-Aβ, anti-inflammatory, and antioxidant agents to multiple AD pathways; such multi-target NP strategies provide new therapeutic potential [ 138 – 141 ].

A key enzyme in AD pathobiology is β-site APP-cleaving enzyme 1 (BACE1), which catalyzes Aβ production [ 142 ]. Intracerebral BACE1 siRNA lowers BACE1 and Aβ and improves cognition in AD model mice [ 143 ]. To achieve noninvasive, neuron-specific BACE1 downregulation, Wang et al. [ 144 ] developed PEGylated poly(2-( N,N -dimethylamino) ethyl methacrylate) (PEG-PDMAEMA) NPs carrying BACE1 siRNA, further modified with CGN (BBB-targeting) and Tet1 (neuron-targeting) peptides. This system delivered BACE1 siRNA to neurons, reduced BACE1 mRNA and amyloid plaques, and improved cognition without evident adverse effects (Fig. 5 ).

Fig. 5 Schematic illustration of an NP-based multi-targeted ligand strategy against AD. PEGylated poly(2-( N,N -dimethylamino) ethyl methacrylate) (PEG-PDMAEMA) nanoparticles are …
Fig. 5 Schematic illustration of an NP-based multi-targeted ligand strategy against AD. PEGylated poly(2-( N,N -dimethylamino) ethyl methacrylate) (PEG-PDMAEMA) nanoparticles are loaded with BACE1 siRNA and modified with two types of antibodies: CGN peptide for targeting the blood-brain barrier (BBB) and Tet1 peptide for targeting neurons. This targeted delivery system enables specific delivery of BACE1 siRNA to brain neurons, significantly reducing BACE1 mRNA expression levels and amyloid plaques in AD transgenic mice. Part of the figure was created using resources from BioRender.com.

Molybdenum disulfide (MoS₂) NPs possess intrinsic anti-inflammatory/antioxidant properties and can facilitate photothermal ablation of amyloid plaques under NIR irradiation [ 145 , 146 ]. Building on this, Qi et al. [ 147 ] created MoS₂ quantum dots cloaked with macrophage membranes (MoS₂ QDs/MM) for inflammation-targeted delivery; with NIR photothermal assistance, the platform crossed the BBB, inhibited Aβ 1-42 deposition, reduced ROS, and improved learning and memory in AD mice.

Additional NP strategies include L- and D-glutathione-stabilized gold NPs that cross the BBB and prevent Aβ 1-42 aggregation; the D-isomer showed higher Aβ 1-42 binding affinity, greater brain biodistribution, and stronger anti-fibrillation effects with cognitive benefit in models [ 148 ]. Intranasal lithium chloride NPs also show promise—suppressing neuroinflammatory pyroptosis and improving memory and mood in AD models [ 149 ]—and intranasal NP delivery is being further explored for AD therapy [ 150 , 151 ].

In summary, NP platforms enable targeted delivery across the BBB and address key AD pathologies (Aβ, oxidative stress, neuroinflammation). Through precise targeting, controlled release, and potentially reduced toxicity, NPs improve cognitive outcomes in AD models and may help slow disease progression and improve quality of life for patients.

Parkinson’s disease (PD)

PD is the second most common neurodegenerative disorder, marked by degeneration of dopaminergic neurons in the substantia nigra, dopamine (DA) deficiency, and motor symptoms such as rigidity, bradykinesia, and tremor. Pathology includes intracellular α-synuclein aggregates (Lewy bodies), with mitochondrial dysfunction, oxidative stress, and neuroinflammation contributing to disease progression [ 152 ]. Standard therapy relies on DA replacement with levodopa or DA receptor agonists; however, these approaches are symptomatic only, lose effectiveness over time, and can lead to “on–off” phenomena and end-of-dose deterioration [ 153 , 154 ].

NP-based delivery systems offer advantages for PD, including payload protection, efficient BBB transit, controlled intraparenchymal release, and improved cell-type targeting [ 155 ]. Encapsulating levodopa can prevent premature peripheral conversion to DA and enhance bioavailability, while BBB-targeting surface ligands or antibodies further increase brain exposure, improving efficacy and reducing systemic adverse effects [ 156 ].

Beyond DA replacement, immunotherapy against α-synuclein aggregation is a promising strategy, especially monoclonal antibodies directed at extracellular α-synuclein [ 157 ]. Conventional antibodies, however, poorly access intracellular targets, where pathogenic α-synuclein accumulates [ 158 , 159 ]. Nanobodies offer smaller size, enhanced brain penetration, stability, and suitability for intracellular targeting [ 160 , 161 ]. Chatterjee et al. [ 162 ] developed a proteasome-targeted anti-α-synuclein nanobody (VH14*PEST) that reduced intracellular accumulation, promoted proteasomal clearance, elevated brain DA, and improved motor function in PD models. To avoid interference with physiological monomers, Butler et al. [ 163 ] identified PFFNB2, a nanobody selective for α-synuclein aggregates, positioning it as a targeted candidate therapy.

In summary, NP technologies can enhance PD management by enabling BBB crossing, controlled and localized release, and precise targeting. Protecting levodopa from premature degradation and increasing its brain delivery may improve symptomatic control, while intracellularly active nanobody strategies could address disease drivers—together supporting better outcomes and the potential to slow progression.

NPs with neurotrophic and growth factors

Neurotrophic factors such as BDNF, and growth factors including glial cell–derived neurotrophic factor (GDNF) and transforming growth factor-β1 (TGF-β1), are essential for neuronal survival, growth, and plasticity, supporting overall brain health [ 164 – 171 ]. Altered levels of these factors are linked to multiple psychiatric and neurological disorders, including depression, schizophrenia, AD, and PD [ 172 – 178 ]. As therapeutic targets, they offer opportunities to restore neuroplasticity and mitigate neuroinflammatory damage.

NPs can address the poor brain permeability and limited stability that constrain neurotrophic and growth factor therapeutics. By leveraging receptor-mediated transcytosis, NPs can be engineered to cross the BBB and deliver cargo to neural tissues. For instance, Mahanta et al. [ 179 ] developed mannose-conjugated, chitosan-coated PLGA (CHTMAN-PLGA) NPs that co-deliver cannabidiol and BDNF; in vitro, CHTMAN-PLGA-CBD/pBDNF achieved a fourfold increase in BDNF expression versus naked BDNF. Likewise, PEGylated NPs formed via electrostatic interactions among human serum albumin, neurotrophin-3 (NT3), and BDNF provided gradual release in the mouse vitreous for 28 days, stabilizing neurotrophins in vivo [ 180 ]. In another study, a single injection of GDNF (pDNA)–loaded LNPs sustained expression for seven days, indicating therapeutic potential for PD [ 181 ].

Therapeutic proteins and peptides for CNS disorders span neurotrophic/growth factors (e.g., BDNF, GDNF, TGF-β1), anti-aggregation peptides targeting Aβ or α-synuclein, metabolic peptides (e.g., insulin, GLP-1 analogs with neurotrophic/anti-inflammatory actions), and enzyme/protease modulators (e.g., BACE1-directed siRNA or peptides) [ 144 , 182 , 183 ]. NP delivery can protect these biologics from enzymatic degradation, enable receptor-mediated BBB transport, provide controlled or stimuli-responsive release, support co-delivery of adjuvant small molecules, and allow cell-type–specific targeting (neurons vs. microglia/astrocytes) via surface ligands [ 184 , 185 ].

In summary, NPs create a protective microenvironment that shields neurotrophic and growth factors from degradation and improves bioavailability. Functionalization with targeting ligands further enhances uptake by neurons or glia, enabling precise regional delivery. These features increase the therapeutic potential of neurotrophic factor–based strategies for psychiatric and neurological disorders. In addition, intranasal administration of NP-loaded factors offers a practical route for treating CNS conditions.

In vivo evidence

Representative in vivo studies illustrate the promise of nanomedicine across CNS indications. Black-phosphorus fluoxetine nanosheets activated by near-infrared light accelerated antidepressant onset with reduced systemic toxicity versus free drug [ 96 ]; CeO₂@BSA nanoclusters crossed the BBB, scavenged ROS, and produced antidepressant-like effect [ 102 ]; PDA NPs dampened neuroinflammation, rescued synapses, and reversed behavioral deficits [ 105 ]; MoS₂ quantum dots cloaked with macrophage membranes used NIR-assisted transit to the brain, lowering Aβ and oxidative stress while improving cognition in AD mice [ 146 ]; and intranasal lithium NPs attenuated neuroinflammatory pyroptosis and enhanced memory and mood in AD models [ 149 ]. Together, these examples demonstrate controllable delivery, disease-relevant target engagement, and meaningful functional benefits in rodents, while underscoring the need for human exposure–response studies to guide translation.

Bridging preclinical signals to clinical outcomes

Despite robust preclinical signals, clinical translation of CNS nanomedicines has been inconsistent. Differences in BBB integrity and immune tone between rodent models and humans, species-specific protein-corona composition, and exposure mismatches (brain C_max/AUC) often contribute to non-replication [ 11 , 14 ]. In addition, many animal studies optimize disease-stage timing and administration routes (e.g., intrathecal, intra-tumoral) that are impractical clinically. Reported “target engagement” rarely quantifies payload concentrations in human brain interstitial fluid. Conflicting safety/efficacy reports frequently map to variation in NP size distribution, surface charge, ligand density, and storage-related aggregation. To enhance predictiveness, we recommend: (i) harmonized PK/PD reporting across plasma↔CSF↔brain tissue; (ii) human-relevant endpoints with blinded quantification; (iii) early incorporation of human in-vitro BBB/immune-competent co-culture systems; and (iv) pre-registered protocols with disclosure of negative findings [ 186 , 187 ].

Clinical studies

Nanomedicines have gained traction in clinical care owing to their small size, customizable surfaces, and high drug-loading capacity, which together can improve diagnosis and therapy—especially in oncology. Doxil (liposomal doxorubicin), the first FDA-approved nanodrug (1995), is used for multiple myeloma, ovarian cancer, and AIDS-related Kaposi’s sarcoma; its liposomal formulation enhances tumor delivery and reduces off-target toxicity, including cardiotoxicity [ 188 ]. Other nanoformulated anticancer agents, such as Abraxane and Onivyde, have likewise received FDA approval for specific indications [ 189 , 190 ].

Despite the promise of nanomedicines for CNS disorders, most candidates remain in preclinical or clinical-trial stages. Only a limited number have been approved for clinical use or diagnostic applications in psychiatric and neurological disorders. The sections below summarize currently approved systems relevant to CNS applications and reference data from fda.gov and clinicaltrials.gov.

Clinical maturation of CNS nanomedicines

We summarize ongoing and completed CNS nanomedicine trials with an emphasis on design, endpoints, and reported outcomes where available (Table 1 ). Common patterns include an early-phase focus on safety and PK, reliance on surrogate imaging/biochemical endpoints, and heterogeneity in functional outcomes. Cross-trial comparisons are challenging due to differences in indication, payload, and delivery route, underscoring the need for shared core outcome sets.

Table 1
Selected CNS nanomedicines trials.

CandidateNanocarrierIndicationPhase/DesignPrimary endpointsKey secondary endpointsReported status/findings
CNM-Au8Catalytic Au NPPD/MSPhase 2Safety, brain bioenergetic markersMotor/cognitive scalesInterim signals on bioenergetics; clinical outcomes exploratory
NanoLithium NP03Lipid NP (Li + )ADPhase 1/2Safety, tolerabilityCognition, biomarkersOngoing
APH-1105LiposomalADEarly phaseSafetyAβ-related biomarkersOngoing
Nano-PSONano-emulsionPD/cognitive agingEarly phaseSafetyMotor/cognitive scalesOngoing

Depression, anxiety, and schizophrenia

A search of ClinicalTrials.gov did not identify clinical studies using nanomedicines for diagnosing or treating depression or schizophrenia. Three trials registered on the Iranian Clinical Trials Registry (IRCT20131125015536N8; IRCT20140413017254N5; IRCT20120314009297N5) have evaluated nanocurcumin in related contexts. Reported findings suggest reductions in anxiety and depression among patients with diabetic peripheral neuropathy and coronary slow flow phenomenon, and improvements in negative symptoms in schizophrenia. However, larger, well-controlled studies are needed before recommending broad clinical application [ 191 – 193 ].

AD

No nanomedicines for AD have yet received approval, and most candidates remain in preclinical development. A few—such as NanoLithium ® NP03 (Medesis Pharma SA, France) and APH-1105 (Aphios Corporation, USA)—have progressed to clinical testing (Table 1 ). NanoLithium ® NP03 is a lipid NP–based lithium formulation designed to enhance BBB permeability of lithium ions and exert anti-inflammatory and antioxidant effects. APH-1105 uses liposomes to improve in vivo stability and targeting, with the goal of reducing Aβ plaque formation by modulating α-secretase. Ongoing trials are assessing safety, tolerability, and preliminary efficacy, but results are pending and require continued follow-up [ 194 – 196 ].

PD

Nanotechnology applications in PD are largely experimental, with a small number of candidates in clinical trials, including CNM-Au8 (Clene Nanomedicine, USA) and Nano-PSO (Distribuidora Biolife SA de CV, Mexico) (Table 1 ). CNM-Au8, a gold NP–based therapeutic designed to bolster neuronal energy metabolism and reduce oxidative stress, has been evaluated across several studies. In the Phase 2 REPAIR PD trial, CNM-Au8 was associated with increases in NAD + /NADH ratio, β-ATP, and phosphorylation potential in PD and multiple sclerosis brains [ 197 ]; further trials are needed to establish clinical benefit in PD. CNM-Au8 is also under study in amyotrophic lateral sclerosis [ 198 – 200 ].

Nano-PSO consists of nanodroplets derived from pomegranate seed oil (PSO), rich in unsaturated fatty acids and polyphenols, with putative anti-inflammatory and antioxidant activity. The nanodroplet format is intended to enhance BBB transit and cerebral delivery. Trials are underway in PD and age-related cognitive impairment; outcomes have not yet been reported [ 201 ].

Nanomaterial-based diagnostics are also being explored. One trial ( NCT01246336 ) tested a breath sensor combining organically functionalized carbon nanotubes and gold NPs to detect PD-associated volatile organic compounds, enabling potential early diagnosis and risk screening [ 202 ].

Matrix metalloproteinases (MMPs) in neurodegenerative disorders

Matrix metalloproteinase (MMP)-2/9 regulate extracellular-matrix remodeling at the neurovascular unit and are upregulated in neuroinflammatory states. Excess MMP activity disrupts tight junctions, increases BBB permeability, exposes neurons to peripheral mediators, and alters synaptic plasticity; interactions with Aβ/tau may further propagate pathology [ 203 ]. Nanomedicine strategies include brain-targeted or stimuli-responsive delivery of MMP inhibitors, RNAi/ASO approaches against pathogenic MMP isoforms, and imaging nanoparticles to monitor MMP activity for dose guidance.

Phytobioactive-loaded NPs for neurological/psychiatric disorders

Phytobioactive‐loaded NPs—curcumin, resveratrol, quercetin, berberine, and related polyphenols/terpenoids in PLGA or other polymers, solid-lipid nanoparticles, liposomes, chitosan shells, and hybrids—consistently improve brain delivery, stability, and controlled release of otherwise labile, poorly bioavailable agents [ 204 – 206 ]. In AD/PD and mood-related rodent models (oral or intranasal, sometimes with BBB-shuttle ligands), they reduce Aβ and α-synuclein burden, dampen microglial activation/oxidative stress (e.g., Nrf2/SIRT1; ROS scavenging), restore mitochondrial function, promote autophagy and synaptic plasticity (↑BDNF/PSD-95), and improve cognition and motor/affective behaviors versus free compounds. Design “knobs” (size/PDI, surface charge, ligand density, stimuli-responsive matrices) tune therapeutic windows by aligning local exposure to disease chronobiology while limiting off-target toxicity. Key translational hurdles persist—batch variability, long-term safety of inorganic/hybrid cores, protein-corona effects, and the need for harmonized PK/PD (free vs. encapsulated drug in CSF/ISF) and head-to-head comparators. Overall, phytobioactive NPs offer a practical route to multi-pathway neuroprotection and potential disease modification, especially when combined with gut- or intranasal-first delivery, BBB targeting, and quantitative exposure–response frameworks.

Trial design and implementation

Clinical translation must explicitly address patient-to-patient variability. Age, sex, genetic background, and comorbidities (metabolic, cardiovascular, immunological) can alter NP PK/PD and thereby efficacy and safety; pediatric and geriatric populations differ in organ function, immune responses, and BBB permeability, and immunocompromised individuals may exhibit atypical nano–immune interactions [ 207 ]. Embedding exposure–response analyses (population PK/PD) alongside fluid (plasma/CSF) and imaging biomarkers supports dose optimization and early go/no-go decisions [ 208 ]. Implementation should align with existing care pathways (e.g., clinic infusion vs. at-home oral dosing; MRI/ultrasound availability for stimuli-responsive systems). Economic viability depends on scalable CMC, cold-chain/stability, chair time, and monitoring burden; these should be planned prospectively and aligned with quality/risk-management expectations for products containing nanomaterials [ 209 ].

Patient-specific considerations and safety challenges

BBB integrity varies across individuals and diseases (e.g., AD, stroke, multiple sclerosis), altering NP penetration and distribution and motivating stratified trial designs with personalized dosing. Key hazards include immunogenicity (complement activation, cytokine release) and off-target accumulation, necessitating rational surface engineering and testing in immune-competent preclinical models [ 210 , 211 ]. Long-term safety programs should track biodistribution, clearance kinetics, and delayed toxicities from first-in-human through post-marketing, aligned with regulatory expectations [ 212 ]. Addressing these factors systematically is essential to move CNS nanomedicines from promise to clinical practice.

Beyond the brain: gut-brain axis

NP-based approaches using the gut-brain axis

Although traditionally brain-centric, psychiatric and neurological disorders also involve the gut–brain axis and gut microbiota dysbiosis [ 213 – 230 ]. Diet, aging, antibiotics, stress, infection, metabolic disease, and circadian disruption reshape microbial diversity and metabolites (SCFAs [short-chain fatty acids], bile acids, tryptophan derivatives) [ 231 ]. In mood disorders and AD/PD, reports describe reduced SCFA producers ( Faecalibacterium , Roseburia ), more pathobionts ( Enterobacteriaceae ), elevated LPS/secondary bile acids, altered indole/tryptamine pathways, and barrier dysfunction with endotoxemia, linking to microglial activation, BBB permeability, vagal signaling, and neuroinflammation [ 219 ].

NPs can precisely deliver drugs, probiotics, and bioactives (small molecules, antibiotics, antibodies, microbial metabolites, siRNA) to gut regions to modulate microbiota, quell inflammation, and restore signaling (Fig. 6 ) [ 232 – 235 ]. For example, glucosylated, cationic polymeric NPs improved proximal–small-intestine uptake of oral antibiotics, enhancing bioavailability while limiting microbiota exposure and dysbiosis in mice [ 236 ]. Targeted antimicrobial peptides (STAMPs) engineered via ML/phage display self-assembled into NPs and, with a gut-targeted EPV carrier, protected against colonic infection, reduced inflammation, and aided microbiota recovery [ 237 ]. Additional studies show neural trafficking of gut-delivered silver nanomaterials via vagal/spinal routes [ 238 ], antidepressant-like effects from an N-doped carbon-dot nanoenzyme through microbiome modulation [ 239 ], and oral chiral Au NPs improving cognition and AD pathology by altering gut microbiota [ 240 ].

Fig. 6 The potential of NP technology focused on the gut-brain axis. Orally administered nanomedicine loaded with probiotics, small molecules, antibiotics, antibodies, microbe-der…
Fig. 6 The potential of NP technology focused on the gut-brain axis. Orally administered nanomedicine loaded with probiotics, small molecules, antibiotics, antibodies, microbe-derived metabolites, or small interfering RNA is designed to withstand the acidic stomach environment, protected by nanoparticles (NPs). Upon reaching the intestines, the probiotics or compounds are gradually released, helping restore gut microbiota balance, reduce inflammation, and reestablish disrupted gut-brain signaling pathways through the vagus nerve. Part of the figure was created using resources from BioRender.com.

Constipation—linked to dysbiosis—is a potential early risk factor for AD/PD and may precede clinical symptoms; early gut-targeted NP interventions could be preventative [ 241 – 243 ]. Overall, NP strategies (e.g., probiotic/bioactive encapsulation) may prevent dysbiosis and attenuate neurodegeneration, and NP tools to interface with the vagus nerve merit development. Early gut-focused nanomedicine could slow disease progression, pending confirmation of long-term safety/efficacy in humans (Fig. 6 ).

Safety, variability, and regulatory considerations

Microbiome-directed nanotherapies must accommodate wide inter- and population-level variability in taxa, diet, and antibiotic exposure [ 244 ]. Synthetic carriers for antimicrobials/probiotics/metabolites should demonstrate containment, minimal horizontal gene transfer risk, and reversibility [ 245 ]. Regulatory pathways for live biotherapeutics and engineered microbes intersect drug–biologic–device guidance and often require environmental risk assessments and traceability. For NP-enabled delivery of live/engineered agents, CMC should document biological stability, containment, and kill-switch performance, and trials should include stool/metabolome monitoring, infection surveillance, and stopping rules for dysbiosis-related events [ 246 ].

Gut–brain axis nanomedicine: opportunities and challenges

NP-mediated modulation of the gut–brain axis is promising but early. While preclinical data support NP delivery of probiotics, antimicrobials, and gene modulators, risks include disruption of community stability, metabolite networks, and immune activation; broad microbiome variability further limits reproducibility and generalizability [ 247 ]. Regulatory complexity—especially with live agents, GMOs, or hybrid bio–synthetic platforms—demands rigorous ecological/safety assessment, containment, and long-term monitoring [ 248 , 249 ]. Progress will require cautious interpretation, harmonized trial designs, and careful regulatory navigation.

Conclusion and future perspectives

NP technologies are reshaping therapeutic and diagnostic strategies for psychiatric and neurological disorders by enabling targeted delivery, improved bioavailability, controlled and stimuli-responsive release, and multimodal payloads. Across preclinical models of depression, schizophrenia, AD, and PD, NPs have shown disease-relevant target engagement and functional benefit, including anti-inflammatory, antioxidant, and anti-aggregative effects, as well as enhancements in imaging and biomarker readouts. Yet despite these advances, clinically approved CNS nanoformulations remain limited, underscoring the gap between laboratory promise and durable patient benefit.

Bridging this gap requires a model-informed translational playbook. Formulation attributes should be quantitatively linked to effect-site exposure using harmonized PK/PD readouts across plasma, CSF, and brain interstitial fluid, together with exposure–response modeling and human-relevant BBB/immune co-culture systems. Early-phase trials should prospectively embed these tools to enable rational dose selection, adaptive decision-making, and go/no-go criteria. In parallel, Quality-by-Design and rigorous CMC programs must define and control critical quality attributes, employ orthogonal analytics, and establish stability under ICH conditions—while planning for scale-up, cold chain, and any device dependencies (e.g., light/ultrasound).

Clinical development must also center patient variability and safety by design. Age, sex hormones, genetics, comorbidities, and disease-related BBB heterogeneity shape NP PK/PD, efficacy, and risk; trials should prespecify subgroups, adopt estimand-aligned adaptive designs, and use sparse sampling to characterize population PK across strata. Proactive safety monitoring is essential—including infusion reactions, anti-PEG/anti-ligand antibodies, complement activation–related pseudoallergy, and off-target accumulation via MRI/PET/SPECT where applicable—coupled with long-term registries (≥2–5 years) to detect delayed toxicities and durability of effect. Standardized outcome sets (clinical, functional, imaging, and fluid biomarkers), preregistration (including negative findings), and interoperable data standards will enable cross-trial synthesis and accelerate learning.

Beyond brain-directed strategies, NP platforms targeting the gut–brain axis open complementary therapeutic avenues by modulating microbiota, metabolites, and neuroimmune signaling. These approaches remain early and must navigate substantial variability in human microbiomes, as well as containment and gene-transfer risks for live or engineered agents. Stepwise clinical advancement with predefined safety gates, environmental risk assessments, and stool/metabolome monitoring will be important, alongside careful evaluation of real-world feasibility (e.g., access to MRI/ultrasound for stimuli-responsive systems, chair time, and monitoring burden). Pairing trials with digital biomarkers and remote monitoring can improve resolution on treatment dynamics and support scalable, equitable implementation.

Taken together, the near-term agenda for CNS nanomedicine is clear: couple mechanistic PK/PD rigor with manufacturability, standardize outcomes and data practices, stratify thoughtfully for patient heterogeneity, and steward long-term safety. With coordinated efforts across academia, industry, and regulators—and measured exploration of gut–brain axis opportunities—NP-enabled interventions can progress from promising prototypes to reproducible, accessible, and clinically meaningful therapies for patients with psychiatric and neurological disorders.

Acknowledgements

This study was supported by the project funded by the National Natural Science Foundation of China (Grant No. 82171189 and No. 81971020 to JJY), the Scientific Research and Innovation Team of The First Affiliated Hospital of Zhengzhou University (Grant No. ZYCXTD2023012). We used AI-tool ChatGPT to enhance the readability in the text.

Author contributions

TTZ, PML, KH, and JJY conceived, drafted and approved the final version of this work.

Competing interest

Dr. Hashimoto is one of the editorial board members of this journal. Dr. Hashimoto is the inventor of filed patent applications on “The use of R -Ketamine in the treatment of psychiatric diseases”, “( S )-norketamine and salt thereof as pharmaceutical”, “ R -Ketamine and derivative thereof as prophylactic or therapeutic agent for neurodegeneration disease or recognition function disorder”, “Preventive or therapeutic agent and pharmaceutical composition for inflammatory diseases or bone diseases”, and “ R -Ketamine and its derivatives as a preventive or therapeutic agent for a neurodevelopmental disorder” by the Chiba University. Dr. Hashimoto has also received research support from Otsuka. The other authors have no conflict of interest.

Footnotes

Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Contributor Information

Kenji Hashimoto, Email: hashimoto@faculty.chiba-u.jp.

Jian-jun Yang, Email: yjyangjj@126.com.

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ИП Урсолов Владлен Сергеевич

ИНН 500118482352 · ОГРНИП 314500117700049

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